MN
Michael A. Nadler
NADLER FINANCIAL GROUP
DEERFIELD, IL 60015
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CRD#: 2417538
MN
Professional summary
Michael Aaron Nadler, CFP® is a registered financial advisor currently at NADLER FINANCIAL GROUP, INC. located in Deerfield, Illinois and AUSDAL FINANCIAL PARTNERS, INC. located in Deerfield, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OUTSIDE INSURANCE SALES; INDEPENDENT INSURANCE AGENT; BEGAN 1/1/1993; 5-10 HR/ MONTH, ALL DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS-LIFE, LTC, DISABILITY, AND HEALTH THROUGH VARIOUS CARRIERS; NON-INVESTMENT RELATED; COMPENSATION THROUGH COMMISSIONS. 2) AMPLIFY ETF HOLDING COMPANY; INVESTMENT RELATED; LISLE, IL; ETF'S; BOARD MEMBER; ACTIVITY BEGAN 03/2022; LESS THAN 2 HOURS PER MONTH, NONE OF THE HOURS DURING TRADING HOURS; ASSIST IN BIG PICTURE DECISION MAKING FOR THE BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Aaron Nadler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
August 12, 1998 - Present
NADLER FINANCIAL GROUP, INC.
Office #1: 750 Estate Drive Suite 110, Deerfield, IL 60015RIA
CRD#: 122617
DEERFIELD, IL
Current
August 12, 2009 - Present
AUSDAL FINANCIAL PARTNERS, INC.
Office #1: 750 Estate Drive, Suite 110, Deerfield, IL 60015RIA
BD
CRD#: 7995
DEERFIELD, IL
Past
February 17, 1998 - August 11, 2009
WATERSTONE FINANCIAL GROUP, INC.
RIA
CRD#: 10078
DEERFIELD, IL
Past
November 18, 1993 - August 11, 2009
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
DEERFIELD, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NADLER FINANCIAL GROUP, INC.
NADLER FINANCIAL GROUP, INC. | VRN FINANCIAL SERVICES, INC.
CRD#: 122617 / SEC#: 801-61462
RIA
Registered Investment Advisory firm - (9/13/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/9/2014)
RR
Arizona(1/8/2014)
RR
California(8/12/2009)
RR
Colorado(7/12/2018)
RR
District of Columbia(12/2/2022)
RR
Florida(8/12/2009)
RR
Georgia(8/22/2013)
RR
Hawaii(10/1/2018)
IAR
Illinois(8/12/1998)
RR
Illinois(8/12/2009)
RR
Indiana(5/6/2014)
RR
Iowa(8/1/2019)
RR
Kentucky(7/23/2019)
IAR
Louisiana(10/28/2014)
RR
Maryland(5/30/2018)
RR
Massachusetts(9/11/2025)
RR
Minnesota(8/1/2018)
RR
Montana(7/11/2022)
RR
New Jersey(5/6/2014)
RR
New York(3/13/2024)
RR
North Carolina(1/4/2022)
RR
Pennsylvania(5/10/2018)
RR
Texas(8/27/2012)
IAR
Texas(7/17/2013)
RR
Utah(7/28/2022)
RR
Vermont(11/15/2019)
RR
Wisconsin(1/8/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NADLER FINANCIAL GROUP, INC.
NADLER FINANCIAL GROUP, INC. | VRN FINANCIAL SERVICES, INC.
CRD#: 122617 / SEC#: 801-61462
RIA
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Contact information
Main Address
750 Estate Drive Suite 110, Deerfield, IL 60015
Mailing Address
Phone number
(847) 940-4040
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,081 |
| AUM (Assets Under Management) | $ 1,919,058,570 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
