John A. Pepe
Professional summary
John Anthony Pepe is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Jacksonville, Florida and CF SECURED, LLC located in Jacksonville, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 14 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Pepe's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2014 - Present
CANTOR FITZGERALD & CO.
Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256April 20, 2023 - Present
CF SECURED, LLC
Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256November 16, 2011 - October 2, 2014
ICAP SECURITIES USA LLC
November 16, 2011 - October 2, 2014
BROKERTEC AMERICAS LLC
June 11, 2001 - October 2, 2014
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 21, 1999 - June 11, 2001
HAPOALIM SECURITIES USA, INC.
September 23, 1999 - November 15, 1999
THE INVESTMENT CENTER, INC.
November 23, 1998 - September 7, 1999
HEARTLAND SECURITIES CORP.
February 14, 1998 - November 17, 1998
HAPOALIM SECURITIES USA, INC.
September 27, 1996 - February 6, 1998
FIRST METROPOLITAN SECURITIES, INC.
February 1, 1996 - September 25, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
August 8, 1995 - February 9, 1996
NEBRASKA HUDSON COMPANY, INC.
November 15, 1994 - June 27, 1995
AMERICORP SECURITIES, INC.
October 10, 1994 - October 19, 1994
KIDDER, PEABODY & CO. INCORPORATED
October 10, 1994 - November 16, 1994
BERKELEY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2023)
(10/1/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/28/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 12/11/2001
NYSE Trading Assistant ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CF SECURED, LLC
CRD#: 285841 / SEC#: , 8-69863
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CF SECURED HOLDINGS, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFIER/GLOBAL HEAD OF EQUITIES | 4424051 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
CF SECURED, LLC
CRD#: 285841Jacksonville, FL 32256TRUST BUT VERIFY
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