Caroline J. Holloway

ARS WEALTH ADVISORS

Gainesville, FL 32608

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CRD#: 2416530

Professional summary

Caroline Jennings Holloway, CFP® is a registered financial advisor currently at ARS WEALTH ADVISORS located in Gainesville, Florida.

Caroline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Caroline has worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)OWNER BISHOP REAL ESTATE LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caroline Jennings Holloway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

May 24, 2022 - Present

ARS WEALTH ADVISORS

Office #1: 5225 Sw 91st Terrace, Gainesville, FL 32608

RIA

CRD#: 314882

Gainesville, FL

Past

March 31, 2008 - December 31, 2015

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

GAINESVILLE, FL

Past

February 10, 2006 - March 31, 2008

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

GAINESVILLE, FL

Past

January 23, 2006 - May 11, 2022

HOLLOWAY WEALTH MANAGEMENT, LLC

RIA

CRD#: 138146

GAINSVILLE, FL

Past

December 21, 2005 - February 10, 2006

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

GAINESVILLE, FL

Past

May 13, 2003 - February 10, 2006

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

September 27, 2000 - May 12, 2003

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

GAINESVILLE, FL

Past

February 1, 2000 - May 12, 2003

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

November 24, 1993 - October 2, 1996

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARS WEALTH ADVISORS

ARS WEALTH ADVISORS | ARS WEALTH ADVISORS GROUP, LLC. | ARS WEALTH ADVISORS GROUP, LLC

CRD#: 314882 / SEC#: 801-121501

RIA

Registered Investment Advisory firm - (6/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/23/1999

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/7/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/31/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/14/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ARS WEALTH ADVISORS

ARS WEALTH ADVISORS | ARS WEALTH ADVISORS GROUP, LLC. | ARS WEALTH ADVISORS GROUP, LLC

CRD#: 314882 / SEC#: 801-121501

RIA

Registered Investment Advisory firm - (6/22/2021 Approved)

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Contact information

Main Address

111 Second Avenue Ne Suite 900, St. Petersburg, FL 33701

Mailing Address

Phone number

(727) 322-7681

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARS WEALTH ADVISORS GROUP, LLC PART 2A BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	2,652
AUM (Assets Under Management)	$ 1,470,401,278

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/11/2024	Cover Page	Report
10/04/2023	Cover Page	Report
08/02/2022	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Caroline J. Holloway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caroline Jennings Holloway's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

SEI INVESTMENTS DISTRIBUTION CO.

HOLLOWAY WEALTH MANAGEMENT, LLC

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

ARS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2000

Series 66

Date: 12/23/1999

Series 63

Date: 11/23/1993

SIE

Date: 12/31/2015

Series 7

Date: 6/7/2010

Series 6

Date: 1/31/2000

Series 24

Date: 6/22/2010

Series 26

Date: 2/14/2001

Current Firm

ARS WEALTH ADVISORS

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ARS WEALTH ADVISORS

TRUST BUT VERIFY

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