Ali H. Alsari
Professional summary
Ali Hussain Alsari, who also goes by Ali Alhayek, Ali Alsari, Ali Hussainal-hayek, is a registered financial advisor currently at AWM GLOBAL ADVISORS located in San Diego, California.
Ali is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ali has worked at 3 firms and has passed the Series 63, Series 65, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ali Hussain Alsari's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 23, 2011 - Present
AWM GLOBAL ADVISORS
Office #1: 750 B Street Suite 2850, San Diego, CA 92101March 4, 2010 - December 5, 2011
UBS FINANCIAL SERVICES INC.
March 4, 2010 - December 5, 2011
UBS FINANCIAL SERVICES INC.
March 13, 1998 - March 15, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 1995 - March 15, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 29, 1994 - May 2, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
AWM GLOBAL ADVISORS
CRD#: 159094 / SEC#: 801-72824
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/23/2011)
(9/20/2012)
Exams
Current Firm
AWM GLOBAL ADVISORS
CRD#: 159094 / SEC#: 801-72824
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 143 |
| AUM (Assets Under Management) | $ 90,545,310 |
Red Flags
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