Mark S. Dutram
RFG ADVISORY
DESTIN, FL 32541
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CRD#: 2416021
Professional summary
Mark Scott Dutram, CFP®, CPWA®, who also goes by Mark Scott Dutron, is a registered financial advisor currently at RFG ADVISORY, LLC located in Destin, Florida.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Mark has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Scott Dutron
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BAYVIEW PRIVATE WEALTH. 1234 AIRPORT RD, SUITE 121, DESTIN, FL. DBA. FINANCIAL ADVISOR. 160 HOURS/MO; 140 DURING TRADING HOURS. 2) BIC CAPITAL LLC. 12 RIDGEWOOD, SANTA ROSA BEACH, FL. A PARTNER AND I FORMED THE COMPANY TO INVEST IN SPEC SFD BUILDING ANS SALES OPPORTUNITIES IN THE PANHANDLE OF FLORIDA. MY PARTNER AND I PROVIDE THE CAPITAL AND A BUILDER BUILDS THE PROPERTY AND WE SPLIT THE PRFITS. I HELP RESEARCH LOCATIONS AND HOUSE PLANS. 2 HOURS/MO; 0 DURING TRADING HOURS. 3) RFG ADVISORY. 1400 URBAN CENTER DRIVE, SUITE 475, VESTAVIA HILLS, AL 35242. RIA. FINANCIAL ADVISOR. 160 HOURS/MO; 140 DURING TRADING HOURS. 4) EMERALD COAST ESTATE PLANNING COUNCIL. PO BOX 736, DESTIN, FL 32540. REGIONAL ESTATE PLANNING COUNCIL - NON PROFIT MEMBERSHIP ORGANIZATION. TREASURER AND BOARD MEMBER. MONITOR THE FINANCIAL STATEMENTS OF THE ORGANIZATION. 2 HOURS/MO; 0 DURING TRADING HOURS. TREASURER AND BOARD MEMBER. MNITOR THE FINANCIAL STATEMENTS OF THE ORGANIZATION. 2 HOURS/MO; 0 DURING TRADING HOURS. 5) DESTIN FIRE DISTRICT BOARD OF PENSIONS. AIRPORT ROAD, DESTIN, FL 32541. THE BOARD OF PENSIONS MONITORS AND MANAGES THE PENSOIN ASSETS FOR THE DESTIN FIRE CONTROL DISTRICT. THE PLAN HAS ABOUT $21M IN ASSETS. I SERVE AS A TRUSTEE ON THE 5 MEMBER BOARD WHO IS TASKED WITH THE RESPONSIBILITY TO OVERSEE THE PENSION PLAN AND FUND ASSETS. 2 HOURS/MO; 0 DURING TRADING HOURS. 6) FMT FINANCIAL EDUCATORS NETWORK. NORTH WEST FLORIDA COLLEGE, NICEVILLE, FL 32578. FINANCIAL EDUCATION COURSE FOR ADULTS THAT INCLUDES VARIOUS FINANCIAL TOPICS TO INCLUDE RETIREMENT PLANNING, INSURANCE, ESTATE PLANNING. 10 HOURS/MO; 0 DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Scott Dutram's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
CPWA®
Start date: 2016-03-08
Expire date: 2024-01-31
Experience
Current
May 24, 2019 - Present
RFG ADVISORY, LLC
Office #1: 1234 Airport Road Suite 121, Destin, FL 32541RIA
CRD#: 158401
DESTIN, FL
Past
May 24, 2019 - December 9, 2022
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Destin, FL
Past
November 5, 2010 - June 11, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT WALTON BEACH, FL
Past
December 12, 2007 - June 11, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT WALTON BEACH, FL
Past
December 11, 2007 - December 11, 2007
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT WALTON BEACH, FL
Past
November 10, 2005 - November 2, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
FT. WALTON BEACH, FL
Past
August 24, 1999 - November 2, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
FT. WALTON BEACH, FL
Past
December 14, 1993 - August 25, 1999
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RFG ADVISORY, LLC
21:5 ADVISORS WEALTH MANAGEMENT | WINGO WEALTH | WILLOW PRIVATE WEALTH | WILLIAMS FINANCIAL ADVISORS, LLC "WFA" | VOLARE WEALTH ADVISORS | TURNPOINT WEALTH | TREKNORTH INVESTMENT MANAGEMENT | THE WORLEY BANKS GROUP | SUSKO WEALTH ADVISORS | STRODTMAN WEALTH MANAGEMENT | STONES RIVER WEALTH MANAGEMENT | SIXPOINT FINANCIAL PARTNERS | SABLE POINT WEALTH MANAGEMENT | RVA WEALTH MANAGEMENT | ROUTE FINANCIAL GROUP | RJB FINANCIAL PLANNING | RIVER OAK ASSET ADVISORY | RFG ADVISORY, LLC | RFG ADVISORY GROUP, LLC | RFG ADVISORY | RESOLUTE WEALTH MANAGEMENT | RELIANCE FINANCIAL GROUP | PARAMOUNT FINANCIAL PLANNING | NAVIPATH FINANCIAL | META PRIVATE WEALTH | MATTERHORN PRIVATE WEALTH | LIND WEALTH MANAGEMENT | LICATA FINANCIAL DESIGN | LEMZAR CAPITAL | LEALAND WEALTH PARTNERS | LANDSCAPE WEALTH ADVISORS | L7 WEALTH | KWM WEALTH | KUBERA WEALTH MANAGEMENT | ITER FINANCIAL WELLNESS | INVESTOR'S RESOURCE | INVESTA FINANCIAL PLANNING | IN SEASON FINANCIAL GROUP | GROUNDED FINANCIAL PLANNING | GFG WEALTH ADVISORS | GALLIA WEALTH MANAGEMENT GROUP | FREEMAN WEALTH MANAGEMENT | FOUR SEASONS WEALTH MANAGEMENT | FOUR SEASONS FINANCIAL EDUCATION | EXECUTIVE COMPENSATION GROUP | ETA INVESTMENTS | ETA INVESTMENT & TAX ADVISORS | ENTERPRISE INVESTMENT PLANNING | EDUCATOR RETIREMENT SOLUTIONS | EDUCATOR PENSION RESOURCES | EDGEWOOD WEALTH ADVISORS | DESIGN WEALTH ADVISORS | CURATO ADVISORY | CROSS TIMBERS FINANCIAL GROUP | CRESCENT PRIVATE WEALTH | COPPER PASS ADVISORY | COPE PRIVATE WEALTH | COOPER TOWER WEALTH | CONFIDENCE FINANCIAL PARTNERS | CMC FINANCIAL | CHEAHA WEALTH MANAGEMENT | CARDINAL ASSET ADVISORY | CAMBIUM WEALTH PARTNERS | BRIANNE FINANCIAL | BLUEBIRD ADVISORY | BLUE SANDS WEALTH MANAGEMENT | BLAKE WEALTH MANAGEMENT | BILLINGS GROUP | BAYVIEW PRIVATE WEALTH | BARRETT CAPITAL ADVISORY | BALANCEPOINT FINANCIAL | BALANCE WEALTH PARTNERS | ARIV WEALTH | APPLE TREE LANE WEALTH MANAGEMENT | ANCHORING CAPITAL | AIMWELL FINANCIAL | AFIA WEALTH MANAGEMENT
CRD#: 158401 / SEC#: 801-79153
RIA
Registered Investment Advisory firm - (2/6/2014 Approved)Alabama
Registered Investment Advisory firm - (2/27/2014 Terminated)Florida
Registered Investment Advisory firm - (2/18/2014 Terminated)Georgia
Registered Investment Advisory firm - (2/18/2014 Terminated)Louisiana
Registered Investment Advisory firm - (2/28/2014 Terminated)Texas
Registered Investment Advisory firm - (2/18/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/31/2019)
IAR
Texas(5/24/2019)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RA
RFG ADVISORY, LLC
21:5 ADVISORS WEALTH MANAGEMENT | WINGO WEALTH | WILLOW PRIVATE WEALTH | WILLIAMS FINANCIAL ADVISORS, LLC "WFA" | VOLARE WEALTH ADVISORS | TURNPOINT WEALTH | TREKNORTH INVESTMENT MANAGEMENT | THE WORLEY BANKS GROUP | SUSKO WEALTH ADVISORS | STRODTMAN WEALTH MANAGEMENT | STONES RIVER WEALTH MANAGEMENT | SIXPOINT FINANCIAL PARTNERS | SABLE POINT WEALTH MANAGEMENT | RVA WEALTH MANAGEMENT | ROUTE FINANCIAL GROUP | RJB FINANCIAL PLANNING | RIVER OAK ASSET ADVISORY | RFG ADVISORY, LLC | RFG ADVISORY GROUP, LLC | RFG ADVISORY | RESOLUTE WEALTH MANAGEMENT | RELIANCE FINANCIAL GROUP | PARAMOUNT FINANCIAL PLANNING | NAVIPATH FINANCIAL | META PRIVATE WEALTH | MATTERHORN PRIVATE WEALTH | LIND WEALTH MANAGEMENT | LICATA FINANCIAL DESIGN | LEMZAR CAPITAL | LEALAND WEALTH PARTNERS | LANDSCAPE WEALTH ADVISORS | L7 WEALTH | KWM WEALTH | KUBERA WEALTH MANAGEMENT | ITER FINANCIAL WELLNESS | INVESTOR'S RESOURCE | INVESTA FINANCIAL PLANNING | IN SEASON FINANCIAL GROUP | GROUNDED FINANCIAL PLANNING | GFG WEALTH ADVISORS | GALLIA WEALTH MANAGEMENT GROUP | FREEMAN WEALTH MANAGEMENT | FOUR SEASONS WEALTH MANAGEMENT | FOUR SEASONS FINANCIAL EDUCATION | EXECUTIVE COMPENSATION GROUP | ETA INVESTMENTS | ETA INVESTMENT & TAX ADVISORS | ENTERPRISE INVESTMENT PLANNING | EDUCATOR RETIREMENT SOLUTIONS | EDUCATOR PENSION RESOURCES | EDGEWOOD WEALTH ADVISORS | DESIGN WEALTH ADVISORS | CURATO ADVISORY | CROSS TIMBERS FINANCIAL GROUP | CRESCENT PRIVATE WEALTH | COPPER PASS ADVISORY | COPE PRIVATE WEALTH | COOPER TOWER WEALTH | CONFIDENCE FINANCIAL PARTNERS | CMC FINANCIAL | CHEAHA WEALTH MANAGEMENT | CARDINAL ASSET ADVISORY | CAMBIUM WEALTH PARTNERS | BRIANNE FINANCIAL | BLUEBIRD ADVISORY | BLUE SANDS WEALTH MANAGEMENT | BLAKE WEALTH MANAGEMENT | BILLINGS GROUP | BAYVIEW PRIVATE WEALTH | BARRETT CAPITAL ADVISORY | BALANCEPOINT FINANCIAL | BALANCE WEALTH PARTNERS | ARIV WEALTH | APPLE TREE LANE WEALTH MANAGEMENT | ANCHORING CAPITAL | AIMWELL FINANCIAL | AFIA WEALTH MANAGEMENT
CRD#: 158401 / SEC#: 801-79153
RIA
Registered Investment Advisory firm - (2/6/2014 Approved)Alabama
Registered Investment Advisory firm - (2/27/2014 Terminated)Florida
Registered Investment Advisory firm - (2/18/2014 Terminated)Georgia
Registered Investment Advisory firm - (2/18/2014 Terminated)Louisiana
Registered Investment Advisory firm - (2/28/2014 Terminated)Texas
Registered Investment Advisory firm - (2/18/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245
Mailing Address
Phone number
(205) 397-2450
Established
Firm type
Fiscal year end
# of Employees
277
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 23,999 |
| AUM (Assets Under Management) | $ 6,120,333,343 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RFG ADVISORY, LLC
CRD#: 158401Destin, FL 32541TRUST BUT VERIFY
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