RO
Robert L. Omohundro
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Atlanta, GA 30350
Some features on this profile are disabled
CRD#: 2415942
RO
Professional summary
Robert Lloyd Omohundro, CFP® is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Atlanta, Georgia and ALEXANDER CAPITAL, L.P. located in Atlanta, Georgia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HIGHLAND CAPITAL BROKERAGE, NON-INVESTMENT RELATED, 6000 LAKE FORREST DR., SUITE #100, ATLANTA, GA 30328, LIFE, HEALTH, DISABILITY & LTC INSURANCE, AGENT, SINCE 4/4/2007, DEVOTED TIME IS 1 TO 2 HRS, REVIEWING, ANALYZING, AND IMPLEMENTING INSURANCE & LTC CASES. 2. LCORE WEALTH MANAGEMENT LLC, INVESTMENT RELATED, 9040 ROSWELL ROAD, SUITE #350, ATLANTA, GA 30350, DBA FOR BRANDING AND MARKETING PURPOSES, CEO & SENIOR FINANCIAL ADVISOR, SINCE 10/23/2012. 3.LCORE, LLC under the DBA, LCORE added LCORE Registered Insurance Agency under the DBA 4. All Bridge Consulting LLC 9040 Roswell Atlanta, GA 30350, Non-Investment related, Consulting on Senior Planning; Divorce and Tax Planning. 5. Isabella Omohundro, Inc., non-investment related. Creative Arts 3D Animation Co. for creating children's books. 7/13/2021 Secretary, Officer and Consultant. 0% ownership; helped daughter set the company. No compensation, no duties, no time spent.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lloyd Omohundro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
May 7, 2020 - Present
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Office #1: 9040 Rosewell Road, Suite 350, Atlanta, GA 30350RIA
CRD#: 157714
Atlanta, GA
Current
May 1, 2020 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 9040 Roswell Road Suite 350, Atlanta, GA 30350BD
CRD#: 40077
Atlanta, GA
Past
March 31, 2020 - April 8, 2020
ALEXANDER CAPITAL, L.P.
BD
CRD#: 40077
RED BANK, NJ
Past
March 24, 2015 - April 30, 2020
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
ATLANTA, GA
Past
March 23, 2015 - April 30, 2020
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
ATLANTA, GA
Past
April 20, 2007 - March 23, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
ATLANTA, GA
Past
April 3, 2007 - March 23, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
ATLANTA, GA
Past
August 24, 2004 - April 5, 2007
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ATLANTA, GA
Past
July 29, 2004 - April 5, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ATLANTA, GA
Past
January 23, 2003 - July 12, 2004
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MARIETTA, GA
Past
February 18, 2000 - July 12, 2004
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
January 4, 1999 - February 25, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
March 31, 1997 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
March 23, 1994 - April 1, 1997
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Past
December 10, 1993 - March 15, 1994
BURNETT, GREY & CO., INC.
BD
CRD#: 23430
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/7/2020)
RR
California(5/1/2020)
RR
Colorado(2/22/2024)
RR
Florida(5/11/2020)
RR
Georgia(5/7/2020)
IAR
Georgia(5/7/2020)
RR
Idaho(6/3/2020)
RR
Illinois(1/8/2021)
RR
Indiana(5/1/2020)
RR
Kentucky(5/1/2020)
RR
Maryland(5/1/2020)
RR
Michigan(5/1/2020)
RR
Nebraska(5/1/2020)
RR
New Hampshire(4/18/2023)
RR
New Jersey(5/28/2020)
RR
New Mexico(5/1/2020)
RR
New York(4/12/2022)
RR
North Carolina(5/13/2020)
RR
Oklahoma(5/8/2020)
RR
Pennsylvania(12/8/2023)
RR
Puerto Rico(10/7/2021)
RR
South Carolina(5/14/2020)
RR
South Dakota(5/1/2020)
RR
Tennessee(5/1/2020)
RR
Texas(12/3/2021)
RR
Utah(10/26/2022)
RR
Virginia(12/14/2020)
RR
Washington(4/12/2022)
RR
Wisconsin(7/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.
CRD#: 157714 / SEC#: 801-112997
RIA
Registered Investment Advisory firm - (4/30/2018 Approved)Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)New York
Registered Investment Advisory firm - (5/15/2018 Terminated)Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
Phone number
(212) 687-5650
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 999 |
| AUM (Assets Under Management) | $ 212,106,766 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
