Brian T. Magennis

CETERA INVESTMENT ADVISERS LLC

MILWAUKEE, WI 53226

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CRD#: 2415905

Professional summary

Brian Timothy Magennis is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Milwaukee, Wisconsin and CETERA WEALTH SERVICES, LLC located in Milwaukee, Wisconsin.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Brian has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: LEWIS FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2016; POSITION/TITLE/RELATIONSHIP: INVESTMENT SERVICE MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE ADVISORY ACCOUNTS, INVESTMENT RESEARCH AND FINANCIAL PLANNING SERVICES; 2. NAME OF OTHER BUSINESS: DOORDASH INC; INVESTMENT RELATED: NO; ADDRESS: 303 2ND ST, SOUTH TOWER, SUITE 800, SAN FRANCISCO, CA 94107; NATURE OF BUSINESS: FOOD DELIVERY; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: DRIVER; APX NUMBER OF HOURS PER WEEK: 0-10; APX NUMBER OF HOURS DURING TRADING HOURS: 0-10; BRIEF DESCRIPTION OF DUTIES: DELIVER FOOD FROM RESTAURANTS TO INDIVIDUALS AT HOME OR WORK;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Timothy Magennis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 10700 W Research Drive Suite 100, Milwaukee, WI 53226

RIA

CRD#: 105644

MILWAUKEE, WI

Current

February 17, 2022 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 10700 W Research Drive Suite 100, Milwaukee, WI 53226

CRD#: 13572

Milwaukee, WI

Past

February 17, 2022 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

Wauwatosa, WI

Past

February 10, 2022 - February 14, 2022

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

Milwaukee, WI

Past

February 10, 2022 - February 14, 2022

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

January 3, 2011 - February 23, 2022

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

MILWAUKEE, WI

Past

December 22, 2010 - February 23, 2022

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

MILWAUKEE, WI

Past

September 22, 2009 - December 31, 2010

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

MILWAUKEE, WI

Past

December 11, 2003 - December 11, 2003

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

MILWAUKEE, WI

Past

December 4, 2003 - December 4, 2003

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

MILWAUKEE, WI

Past

December 4, 2003 - December 31, 2010

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

MILWAUKEE, WI

Past

June 30, 2000 - July 23, 2002

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

PEWAUKEE, WI

Past

September 14, 1999 - September 21, 2000

AETNA FINANCIAL SERVICES, INC.

CRD#: 13255

HARTFORD, CT

Past

November 24, 1993 - July 23, 2002

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(2/17/2022)

IAR

Wisconsin
(6/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/26/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian T. Magennis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Timothy Magennis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

AETNA FINANCIAL SERVICES, INC.

VOYA FINANCIAL PARTNERS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/22/2000

Series 6

Date: 10/26/1993

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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