JM
Jeffrey A. Murray
TUCKER ASSET MANAGEMENT LLC
GRAND JUNCTION, CO 81507
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CRD#: 2415804
JM
Professional summary
Jeffrey Alan Murray, who also goes by Jeff A Murray, is a registered financial advisor currently at TUCKER ASSET MANAGEMENT LLC located in Grand Junction, Colorado.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff A Murray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STRATEGIC PLANNING LLC; INVESTMENT RELATED; 744 HORIZON COURT, SUITE 350, GRAND JUNCTION, COLORADO 81506; INSURANCE AGENCY; OWNER; JANUARY 1, 2014 START DATE; 80 HOURS PER MONTH DEVOTED; 3.25 HOURS PER DAY DURING SECURITIES TRADING HOURS DEVOTED; NON-VARIABLE INSURANCE SALES (FIXED LIFE, FIXED ANNUITIES, DISABILITY, LTC, HEALTH, INDEXED ANNUITIES).
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Alan Murray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2024 - Present
TUCKER ASSET MANAGEMENT LLC
Office #1: 744 Horizon Ct Suite 350, Grand Junction, CO 81507RIA
CRD#: 174844
GRAND JUNCTION, CO
Past
March 14, 2016 - June 7, 2024
WEALTHSOURCE®
RIA
CRD#: 282202
GRAND JUNCTION, CO
Past
February 19, 2015 - December 15, 2016
AVANT-GARDE ADVISORS LLC
RIA
CRD#: 151527
GRAND JUNCTION, CO
Past
August 7, 2014 - February 20, 2015
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
GRAND JUNCTION, CO
Past
January 18, 2013 - February 20, 2015
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
GRAND JUNCTION, CO
Past
June 30, 2006 - December 6, 2012
NEW ENGLAND SECURITIES
BD
CRD#: 615
SAN DIEGO, CA
Past
November 19, 2003 - July 6, 2006
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
LA MESA, CA
Past
January 17, 2001 - November 26, 2003
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
February 24, 1994 - January 10, 2001
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(2/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1520 West Canal Court Suite 100, Littleton, CO 80120
Mailing Address
Phone number
(303) 734-1234
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,243 |
| AUM (Assets Under Management) | $ 640,805,363 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
