Nancy J. Garrity
Professional summary
Nancy Jean Garrity, who also goes by Nancy Jean Keener, Nancy Jean Kesaris, Nancy J Pujalte, Nancy Jean Pujalte, is a registered financial professional currently at ASSETPOINT FINANCIAL, LLC located in Arlington, Virginia.
Nancy is registered as a RR (Registered Representative) and started their career in finance in 1997. Nancy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nancy Jean Garrity's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2025 - Present
ASSETPOINT FINANCIAL, LLC
Office #1: 1300 North 17th Street Suite 1800, Arlington, VA 22209-3810September 29, 2006 - March 20, 2025
BLACKROCK INVESTMENTS, LLC
October 20, 1998 - September 29, 2006
FAM DISTRIBUTORS, INC.
November 6, 1997 - October 26, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2025)
Exams
FINRA
Current Firm
ASSETPOINT FINANCIAL, LLC
CRD#: 168796 / SEC#: , 8-69332
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTRAFI LLC (F/K/A INTRAFI NETWORK LLC) | MEMBER | |
| BERGIN, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER & EXECUTIVE REPRESENTATIVE | 3056261 |
| KINNER, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 2542667 |
| PARISE, JANICE DRU | FINOP, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2338583 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
