Carl E. Skoglin

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CRD#: 2415049

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carl Edwin Skoglin, CFP®, who also goes by Carl Edwin Skogin, was a registered financial professional .

Carl is a previously registered financial professional and started their career in finance in 1993. Carl had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Carl Edwin Skogin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIBERTY MOUNTAIN RESORT, CARROLL VALLEY, PENNSYLVANIA, NOT INVESTMENT RELATED, 12/2005, ALPINE SKI INSTRUCTOR, TEACH SKIING SKILLS AND TECHNIQUES TO BEGINNER AND INTERMEDIATE SKIIERS, BETWEEN 20-40 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

April 2, 2012 - January 19, 2024

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

ORLANDO, FL

Past

January 27, 2012 - October 17, 2013

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Orlando, FL

Past

October 16, 2007 - January 5, 2012

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Orlando, FL

Past

October 16, 2007 - January 19, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Orlando, FL

Past

March 10, 2007 - September 19, 2007

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

HAGERSTOWN, MD

Past

March 10, 2007 - September 19, 2007

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

HAGERSTOWN, MD

Past

June 14, 2005 - February 27, 2007

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

FREDERICK, MD

Past

June 14, 2005 - February 27, 2007

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

FREDERICK, MD

Past

August 5, 2003 - June 1, 2005

M&T SECURITIES, INC.

RIA

CRD#: 17358

BUFFALO, NY

Past

May 1, 2003 - June 1, 2005

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

July 2, 2001 - May 1, 2003

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Past

September 16, 1999 - April 18, 2000

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

August 18, 1999 - October 30, 2000

SOUTHTRUST SECURITIES, LLC

CRD#: 17922

BIRMINGHAM, AL

Past

December 3, 1993 - July 28, 1999

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/2/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/8/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/15/2008

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 11/17/1995

General Securities Principal Examination

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Carl E. Skoglin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

M&T SECURITIES, INC.

M&T SECURITIES, INC.

ALLFIRST BROKERAGE CORPORATION

IFMG SECURITIES, INC.

SOUTHTRUST SECURITIES, LLC

ALLFIRST BROKERAGE CORPORATION

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2003

Series 63

Date: 2/16/1994

SIE

Date: 10/1/2018

Series 7

Date: 5/12/1995

Series 6

Date: 12/2/1993

Series 10

Date: 8/8/2008

Series 9

Date: 5/15/2008

Series 24

Date: 11/17/1995

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

Contact information

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