MS
Mitch I. Silberman
SILBERMAN WEALTH STRATEGIES
WESTLAKE VILLAGE, CA 91361
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CRD#: 2414904
MS
Professional summary
Mitch Ira Silberman, who also goes by Mitch Silberman, is a registered financial advisor currently at SILBERMAN WEALTH STRATEGIES, INC. located in Westlake Village, California and CETERA INVESTMENT ADVISERS LLC located in Brentwood, Tennessee.
Mitch is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Mitch has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mitch Silberman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TN RENTAL PROPERTY (2) INSURANCE AGENT OFFERS FIXED INSURANCE PRODUCTS; LIFE, DISABILITY, ANNUITIES AND LTC. (3) REAL ESTATE INVESTMENT, 3705 HOCH COURT, MURFREESBORO, TN 37128 (4) SILBERMAN WEALTH STRATEGIES, INC., A REGISTERED INVESTMENT ADVISOR, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL PLANNING, PRESIDENT & CEO, APPROX # OF HOURS PER MONTH: 80 DUTIES: PROVIDES COMPREHENSIVE FINANCIAL PLANNING AND ADVICE (5) FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/17/2016; APX # OF HOURS PER WEEK: 2 HOURS; APX # OF HOURS DURING TRADING HOURS: VARIES; POSITION: INSURANCE AGENT; DUTIES: SELLS LIFE. (6) NAME: JEWISH REPUBLICAN ALLIANCE INVESTMENT RELATED: NO ADDRESS: VENTURA COUNTY, CA NATURE OF BUSINESS: MONTHLY LUNCH MEETING TO DISCUSS POLITICS POSITION: CO-FOUNDER START DATE: 3/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 DUTIES: HELP LEAD AND GROW
CRS (Client Relationship Summary) - RIA
Click below to view Mitch Ira Silberman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2003 - Present
SILBERMAN WEALTH STRATEGIES, INC.
Office #1: 2945 Townsgate Road Suite 200, Office 68, Westlake Village, CA 91361RIA
CRD#: 127100
WESTLAKE VILLAGE, CA
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 320 Seven Springs Way Ste 250, Brentwood, TN 37027RIA
CRD#: 105644
BRENTWOOD, TN
Current
December 10, 2007 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 320 Seven Springs Way Ste 250, Brentwood, TN 37027BD
CRD#: 13572
Brentwood, TN
Past
December 14, 2007 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
OAKLAND, CA
Past
October 24, 2003 - December 7, 2007
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
WESTLAKE VILLAGE, CA
Past
January 16, 2001 - December 6, 2002
INDEPENDENT ADVISERS GROUP CORP
RIA
CRD#: 106684
VENTURA, CA
Past
November 8, 2000 - October 29, 2003
OSAIC FS, INC.
RIA
CRD#: 3870
AGOURA, CA
Past
April 20, 2000 - October 29, 2003
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
June 6, 1994 - April 26, 2000
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
October 29, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(7/14/2003)
RR
California(12/10/2007)
RR
Florida(5/27/2020)
RR
Illinois(12/10/2007)
RR
Massachusetts(4/22/2025)
RR
Nevada(2/20/2019)
RR
New York(12/10/2007)
RR
Ohio(6/17/2025)
RR
Oregon(7/31/2024)
RR
South Carolina(1/2/2025)
RR
Tennessee(9/15/2022)
IAR
Tennessee(6/29/2023)
RR
Texas(11/14/2022)
IAR
Texas(6/29/2023)
RR
Utah(11/1/2019)
RR
Virginia(7/31/2015)
RR
Washington(6/28/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Westlake Village, CA 91361TRUST BUT VERIFY
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