TJ
Thomas A. Jones
COLUMBIA MANAGEMENT INVESTMENT ADVISERS
Hampton Falls, NH
Some features on this profile are disabled
CRD#: 2414885
TJ
Professional summary
Thomas Allen Jones, who also goes by Thomas Jones, is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in Hampton Falls, New Hampshire and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Boston, Massachusetts.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Jones
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Activity: Expect Miracles Foundation; Date Activity Started/Modified/Ended: 1/4/2021; Type of Activity: Non-Profit; Role/Relationship: Board Of Directors; Responsibilities: Two primary responsibilities are fundraising and friend-raising.; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Allen Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2015 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Office #2: 290 Congress Street, Boston, MA 02210RIA
CRD#: 108257
Hampton Falls, NH
Current
December 26, 2014 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Office #1: 290 Congress Street, Boston, MA 02210BD
CRD#: 840
Boston, MA
Past
May 18, 2009 - December 8, 2014
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
RIA
CRD#: 138756
BOSTON, MA
Past
May 14, 2009 - December 8, 2014
AMUNDI DISTRIBUTOR US, INC.
BD
CRD#: 24497
BOSTON, MA
Past
December 19, 2008 - May 28, 2009
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
BOSTON, MA
Past
January 30, 2008 - September 30, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
ANDOVER, MA
Past
August 31, 2001 - January 29, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
BOSTON, MA
Past
June 12, 2000 - September 30, 2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
ANDOVER, MA
Past
April 12, 2000 - June 6, 2000
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Past
June 22, 1994 - April 16, 1998
GUARANTY BROKERAGE SERVICES, INC.
BD
CRD#: 23302
ST. CLOUD, MN
Past
December 10, 1993 - June 24, 1994
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/26/2014)
RR
Alaska(12/26/2014)
RR
Arizona(12/26/2014)
RR
Arkansas(12/26/2014)
RR
California(12/26/2014)
RR
Colorado(12/26/2014)
RR
Connecticut(12/26/2014)
RR
Delaware(12/26/2014)
RR
District of Columbia(12/26/2014)
RR
Florida(12/26/2014)
RR
Georgia(12/26/2014)
RR
Hawaii(12/26/2014)
RR
Idaho(12/26/2014)
RR
Illinois(12/26/2014)
RR
Indiana(12/26/2014)
RR
Iowa(12/26/2014)
RR
Kansas(12/26/2014)
RR
Kentucky(12/26/2014)
RR
Louisiana(12/26/2014)
RR
Maine(12/26/2014)
RR
Maryland(12/26/2014)
RR
Massachusetts(12/26/2014)
IAR
Massachusetts(1/5/2015)
RR
Michigan(12/26/2014)
RR
Minnesota(12/26/2014)
RR
Mississippi(12/26/2014)
RR
Missouri(12/26/2014)
RR
Montana(12/26/2014)
RR
Nebraska(12/26/2014)
RR
Nevada(12/26/2014)
RR
New Hampshire(12/26/2014)
IAR
New Hampshire(1/7/2015)
RR
New Jersey(12/26/2014)
RR
New Mexico(12/26/2014)
RR
New York(12/26/2014)
RR
North Carolina(12/26/2014)
RR
North Dakota(12/26/2014)
RR
Ohio(12/26/2014)
RR
Oklahoma(12/26/2014)
RR
Oregon(12/26/2014)
RR
Pennsylvania(12/26/2014)
RR
Puerto Rico(12/26/2014)
RR
Rhode Island(12/26/2014)
RR
South Carolina(12/26/2014)
RR
South Dakota(12/26/2014)
RR
Tennessee(12/26/2014)
RR
Texas(12/26/2014)
RR
Utah(12/26/2014)
RR
Vermont(12/26/2014)
RR
Virgin Islands(12/26/2014)
RR
Virginia(12/26/2014)
RR
Washington(12/26/2014)
RR
West Virginia(12/26/2014)
RR
Wisconsin(12/26/2014)
RR
Wyoming(12/26/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
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Contact information
Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
Phone number
(800) 225-2365
Established
Firm type
Fiscal year end
# of Employees
910
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
CRD#: 108257Hampton Falls, NHTRUST BUT VERIFY
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Contact information
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