Rehan A. Dawer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rehan Ahmed Dawer, who also goes by Rehan Omair Ahmed, Rehan Ahmed Hague, was a registered financial professional .
Rehan is a previously registered financial professional and started their career in finance in 1993. Rehan had worked at 6 firms and has passed the Series 66, Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2008 - May 4, 2010
PURSHE KAPLAN STERLING INVESTMENTS
September 27, 2005 - June 4, 2007
GUIDANCE SECURITIES, LLC
May 22, 1998 - May 20, 2003
MORGAN STANLEY DW INC.
May 15, 1998 - May 21, 1998
MORGAN STANLEY DW INC.
April 28, 1998 - May 15, 1998
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 16, 1993 - May 1, 1998
IDS LIFE INSURANCE COMPANY
December 16, 1993 - May 1, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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