Ronald C. Sims
Professional summary
Ronald Charles Sims is a registered financial professional currently at GLEN EAGLE WEALTH, LLC located in Kingston, New Jersey.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1994. Ronald has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Charles Sims's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2018 - Present
GLEN EAGLE WEALTH, LLC
Office #1: 4428c Rt. 27, Kingston, NJ 08528March 11, 2002 - November 5, 2018
CFT SECURITIES, LLC
February 8, 2000 - March 15, 2002
ING INVESTMENT MANAGEMENT SERVICES LLC
February 23, 1994 - February 8, 2000
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2018)
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(11/21/2019)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/24/2005
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
GLEN EAGLE WEALTH, LLC
CRD#: 124504 / SEC#: , 8-65678
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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Company Information
GLEN EAGLE WEALTH, LLC
CRD#: 124504Kingston, NJ 08528TRUST BUT VERIFY
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