Gerald A. Riley
Professional summary
Gerald Anthony Riley, who also goes by Gerald Anthony Riley Mr, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Jericho, New York and CF SECURED, LLC located in New York, New York.
Gerald is registered as a RR (Registered Representative) and started their career in finance in 2012. Gerald has worked at 4 firms and has passed the SIE and Series 99 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerald Anthony Riley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2024 - Present
CANTOR FITZGERALD & CO.
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753September 18, 2026 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022October 6, 2014 - June 20, 2024
B. RILEY SECURITIES, INC.
June 4, 2012 - August 7, 2014
FM PARTNERS HOLDINGS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
FINRA
Current Firm
CF SECURED, LLC
CRD#: 285841 / SEC#: , 8-69863
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CF SECURED HOLDINGS, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFIER/GLOBAL HEAD OF EQUITIES | 4424051 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SOLOWEY, SCOTT | CHIEF COMPLIANCE OFFICER | 4563137 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.