Todd E. Arens

HIGHMARK WEALTH MANAGEMENT LLC

ST. PAUL, MN 55128

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CRD#: 2414006

Professional summary

Todd Edward Arens, AIF®, who also goes by Todd Edward Arnes, is a registered financial advisor currently at HIGHMARK WEALTH MANAGEMENT LLC located in St. Paul, Minnesota and PURSHE KAPLAN STERLING INVESTMENTS located in St. Paul, Minnesota.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Todd has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Edward Arnes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HIGHMARK WEALTH MANAGEMENT; Investment Related. At registered location. RIA. IAR/Owner. Start 7/25/2012; APPROX 200 HRS/MO; FINANCIAL ADVISOR/FINANCIAL PLANNING. 2) FIXED INSURANCE. Investment Related. At registered location. Insurance. Agent. Start 11/1/2023. 0.5 hours per month during trading. Sales of fixed/traditional insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Edward Arens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 25, 2012 - Present

HIGHMARK WEALTH MANAGEMENT LLC

Office #1: 944 Inwood Ave N, St. Paul, MN 55128

RIA

CRD#: 164790

ST. PAUL, MN

Current

July 26, 2012 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 944 Inwood Ave North St, St. Paul, MN 55128

CRD#: 35747

ST. PAUL, MN

Past

October 2, 2006 - August 2, 2012

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ST PAUL, MN

Past

August 12, 2006 - August 2, 2012

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ST PAUL, MN

Past

August 2, 1996 - August 12, 2006

PIPER SANDLER & CO.

CRD#: 665

ST PAUL, MN

Past

December 7, 1993 - August 8, 1996

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGHMARK WEALTH MANAGEMENT LLC

HIGHMARK WEALTH MANAGEMENT | HIGHMARK WEALTH MANAGEMENT LLC

CRD#: 164790 / SEC#: 801-76896

RIA

Registered Investment Advisory firm - (7/25/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/17/2019)

Florida
(7/26/2012)

Minnesota
(7/26/2012)

IAR

Minnesota
(2/20/2014)

New York
(7/26/2012)

IAR

Texas
(7/25/2012)

Texas
(1/13/2021)

Wisconsin
(7/26/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/5/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/19/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/6/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HIGHMARK WEALTH MANAGEMENT LLC

HIGHMARK WEALTH MANAGEMENT | HIGHMARK WEALTH MANAGEMENT LLC

CRD#: 164790 / SEC#: 801-76896

RIA

Registered Investment Advisory firm - (7/25/2012 Approved)

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Contact information

Main Address

944 Inwood Ave N, St. Paul, MN 55128

Mailing Address

Phone number

(651) 829-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (10/7/2025)

ADV 2A FIRM BROCHURE (10/7/2025)

Regulatory assets under management

Total Number of Accounts	1,560
AUM (Assets Under Management)	$ 522,831,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Todd E. Arens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Edward Arens's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

JOHN G. KINNARD AND COMPANY, INCORPORATED

Primary Firm SEC Registration

HIGHMARK WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2005

Series 63

Date: 1/5/1994

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 8/19/2004

Series 7

Date: 12/6/1993

FINRA

Current Firm

HIGHMARK WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGHMARK WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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