Bradley C. Smith

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CRD#: 2413974

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley Charles Smith was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 1994. Bradley had worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 14, 2022 - October 27, 2025

BCS PRIVATE WEALTH MANAGEMENT

RIA

CRD#: 174761

RUMSON, NJ

Past

March 20, 2008 - May 7, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PRINCETON, NJ

Past

February 28, 2008 - May 7, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

PRINCETON, NJ

Past

July 12, 2001 - March 3, 2008

UST SECURITIES CORP.

CRD#: 13906

NEW YORK, NY

Past

July 17, 1997 - July 13, 2001

ROBERT R. MEREDITH & CO., INC.

CRD#: 29501

NEW YORK, NY

Past

January 14, 1997 - May 2, 1997

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

Past

October 4, 1995 - December 20, 1996

REPUBLIC FINANCIAL SERVICES CORPORATION

CRD#: 38293

NEW YORK, NY

Past

March 30, 1994 - July 5, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BCS PRIVATE WEALTH MANAGEMENT

BCS PRIVATE WEALTH MANAGEMENT | ROYALSTON ADVISORS, LLC | BERNARD CAROLI WEALTH MANAGEMENT INC. | BERNARD CAROLI WEALTH MANAGEMENT

CRD#: 174761 / SEC#: 801-89173

RIA

Registered Investment Advisory firm - (4/15/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/12/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/19/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/15/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/29/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/26/1996

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/8/1996

General Securities Principal Examination

Current Firm

BCS PRIVATE WEALTH MANAGEMENT

BCS PRIVATE WEALTH MANAGEMENT | ROYALSTON ADVISORS, LLC | BERNARD CAROLI WEALTH MANAGEMENT INC. | BERNARD CAROLI WEALTH MANAGEMENT

CRD#: 174761 / SEC#: 801-89173

RIA

Registered Investment Advisory firm - (4/15/2015 Approved)

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Contact information

Main Address

47 West River Road Suite B, Rumson, NJ 07760

Mailing Address

Phone number

(732) 291-7272

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BCS PWM ADV PART 2 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	548
AUM (Assets Under Management)	$ 405,866,803

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bradley C. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

UST SECURITIES CORP.

ROBERT R. MEREDITH & CO., INC.

FINANCIAL SQUARE PARTNERS

REPUBLIC FINANCIAL SERVICES CORPORATION

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

BCS PRIVATE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/12/2021

Series 66

Date: 3/19/2008

Series 63

Date: 4/15/1994

Series 7

Date: 3/29/1994

Series 53

Date: 4/26/1996

Series 24

Date: 2/8/1996

Current Firm

BCS PRIVATE WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BCS PRIVATE WEALTH MANAGEMENT

TRUST BUT VERIFY

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