Stephen M. Solomon

CHOKSHI & QUEEN WEALTH ADVISORS

San Diego, CA 92121

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CRD#: 2413923

Professional summary

Stephen Mark Solomon, CFP®, who also goes by Stephen M Solomon, Steve Solomon, is a registered financial advisor currently at CHOKSHI & QUEEN WEALTH ADVISORS located in San Diego, California.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Stephen has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen M Solomon | Steve Solomon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 446 SANTA CECELIA; SOLANA BEACH; CA; 92075; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/3/2010; 40; 20; SALES OF FIXED INSURANCE PRODUCTS|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Mark Solomon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

June 9, 2021 - Present

CHOKSHI & QUEEN WEALTH ADVISORS

Office #1: 4510 Executive Drive Suite 203, San Diego, CA 92121

RIA

CRD#: 313833

San Diego, CA

Past

May 6, 2010 - June 2, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

SOLANA BEACH, CA

Past

May 3, 2010 - June 2, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

SOLANA BEACH, CA

Past

May 12, 2008 - May 12, 2010

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

SAN DIEGO, CA

Past

May 12, 2008 - May 12, 2010

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

SAN DIEGO, CA

Past

December 19, 2006 - May 2, 2008

CENTARA CAPITAL MANAGEMENT GROUP, INC.

RIA

CRD#: 114880

SAN DIEGO, CA

Past

December 19, 2006 - May 2, 2008

CAPLINK SECURITIES, INC

CRD#: 130702

SAN DIEGO, CA

Past

December 5, 2003 - December 18, 2006

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

SOLANA BEACH, CA

Past

December 5, 2003 - December 18, 2006

PARTNERVEST SECURITIES, INC.

CRD#: 104134

SOLANO BEACH, CA

Past

December 16, 1997 - December 3, 2003

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

SAN DIEGO, CA

Past

September 4, 1997 - December 3, 2003

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

May 12, 1997 - September 11, 1997

HOBBS MELVILLE SECURITIES CORP.

CRD#: 40133

NEW YORK, NY

Past

November 10, 1993 - March 5, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

November 10, 1993 - March 5, 1997

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHOKSHI & QUEEN WEALTH ADVISORS

CHOKSHI & QUEEN WEALTH ADVISORS | CQ WEALTH ADVISORS, INC.

CRD#: 313833 / SEC#: 801-120967

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/7/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/9/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/28/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/1997

General Securities Principal Examination

Current Firm

CHOKSHI & QUEEN WEALTH ADVISORS

CHOKSHI & QUEEN WEALTH ADVISORS | CQ WEALTH ADVISORS, INC.

CRD#: 313833 / SEC#: 801-120967

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

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Contact information

Main Address

4510 Executive Drive Suite 203, San Diego, CA 92121

Mailing Address

Phone number

(858) 550-0030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts	772
AUM (Assets Under Management)	$ 226,084,796

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen M. Solomon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Mark Solomon's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

CENTARA CAPITAL MANAGEMENT GROUP, INC.

CAPLINK SECURITIES, INC

PARTNERVEST ADVISORY SERVICES LLC

PARTNERVEST SECURITIES, INC.

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

HOBBS MELVILLE SECURITIES CORP.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

CHOKSHI & QUEEN WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/7/2002

Series 63

Date: 11/15/1993

SIE

Date: 10/1/2018

Series 7

Date: 7/25/1997

Series 6

Date: 11/9/1993

Series 53

Date: 3/28/2003

Series 24

Date: 12/8/1997

Current Firm

CHOKSHI & QUEEN WEALTH ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHOKSHI & QUEEN WEALTH ADVISORS

TRUST BUT VERIFY

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