Richard A. Shatzkin
Professional summary
Richard Adam Shatzkin, CFP® is a registered financial professional currently at VIEWTRADE SECURITIES, INC. located in Boca Raton, Florida.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 2 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 52TO, Series 79TO, SIE, Series 7, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Adam Shatzkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2025 - Present
VIEWTRADE SECURITIES, INC.
Office #1: 7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433April 30, 1994 - March 29, 2024
M&T SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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Company Information
VIEWTRADE SECURITIES, INC.
CRD#: 46987Boca Raton, FL 33433TRUST BUT VERIFY
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