Thomas C. Dillon
Professional summary
Thomas Christopher Dillon, who also goes by Thomas C Dillon, Thomas Christopher Dillon, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Christopher Dillon's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2025 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 140 East 45th Street 10th Floor, New York, NY 10017February 2, 2022 - October 29, 2024
CANACCORD GENUITY LLC
March 21, 2016 - January 19, 2022
IMPERIAL CAPITAL, LLC
June 20, 2013 - January 15, 2016
BARCLAYS CAPITAL INC.
April 13, 2012 - June 4, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 19, 2009 - April 25, 2011
SECUREVEST FINANCIAL GROUP
February 17, 2000 - October 28, 2009
CREDIT SUISSE SECURITIES (USA) LLC
January 18, 1994 - February 25, 2000
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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