CD
Cynthia D. Dibartolo
TIGRESS FINANCIAL PARTNERS
Stamford, VT
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CRD#: 2413494
CD
Professional summary
Cynthia Denise Dibartolo, who also goes by Cindy Dibartolo, is a registered financial advisor currently at TIGRESS FINANCIAL PARTNERS, LLC located in Stamford, Vermont.
Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Cynthia has worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindy Dibartolo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WHARTON INT'L, LLC - NOT INVESTMENT-RELATED - THE MUSIC BUILDING, 584 8TH AVENUE, NEW YORK, NY, STE 1001 - JAN 2009 - SERVE ON THE BOARD OF DIRECTORS; 2)BYTE ME PRODUCTIONS, LLC NOT INVESTMENT-RELATED- 700 NE 26TH STREET, MIAMI, FLORIDA 33137-2 HOURS MONTHLY/0 HOURS DURING SECURITIES TRADING HOURS 2) - THE MUSIC BUILDING, 584 8TH AVENUE, NEW YORK, NY STE 1001 - JUNE 2006 - SERVE ON BOARD OF DIRECTORS- 2 HOURS MONTHLY/0 HOURS DURING SECURITIES BUSINESS HOURS; 3)GREATER NY CHAMBER OF COMMERCE - NOT INVESTMENT-RELATED - 20 W. 44TH STREET, NEW YORK, NY 10036 - BOARD MEMBER - JANUARY 2012 - 4 HOURS MONTHLY/0 HOURS DURING SECURITIES TRADING HOURS - PROVIDING RESOURCES TO SMALL BUSINESS OWNERS; 4)BNY MELLON PERSHING MINORITY BUSINESS ENTERPRISE COUNCIL- NON-INVESTMENT RELATED -ONE PERSHING PLAZA JERSEY CITY, NJ 07399 - COUNCILMEMBER, REPRESENTING DIVERSITY FIRM- OCTOBER 2021 THROUGH PRESENT - 10 HOURS MONTHLY/ ALL DURING SECURITIES TRADING HOURS; 5)WALL STREET PROJECT-NONPROFIT NOT INVESTMENT RELATED 930 E. 50TH STREET, CHICAGO IL 60615-CHAIRPERSON- BEGINNING 2023- NOT INVESTMENT RELATED- 4 HOURS MONTHLY/0 DURING TRADING HOURS; 6)OPERATIONAL EFFICIENCY SUMMIT IN CONJUNCTION WITH WATERSTECHNOLGY - NOT INVESTMENT-RELATED-MEMBER OF THE DIVERSITY & INCLUSION BOARD- (VOLUNTARY) 80 PAINE STREET NEW YORK, NY 10005 3-4 HOURS PER MONTH; 7)NASP-NATIONAL ASSOCIATION OF SECURITIES PROFESSIONALS - NOT INVESTMENT RELATED-1600 K ST NW SUITE 600, WASHINGTON, DC 20006 - NOV 2021 - MEMBER OF THE ADVISORY COUNCIL-NOT INVESTMENT RELATED- 4 HOURS MONTHLY/0 DURING TRADING HOURS; 8)RAINBOW PUSH COALITION - (501C3) - NOT INVESTMENT RELATED- 930 E. 50TH STREET, CHICAGO IL 60615 - JAN 2022 - CHAIRPERSON FINANCIAL SERVICES COMMITTEE. 3 HOURS MONTHLY/1 DURING LUNCH HOUR; 9)WOMEN'S SYNDICATE ASSOCIATION (501C3)-NOT INVESTMENT RELATED - 410 PARK AVENUE, NEW YORK NY 10022 - VICE PRESIDENT. 2 HOURS MONTHLY/0 DURING SECURITIES TRADING HOURS; 10)CEO, RESPONSIBLE FOR VISION AND STRATEGY OF THE FIRM AND OVERSEEING THE DAY-TO-DAY OPERATIONS, MINORITY OWNER, BOARD MEMBER -NOVEMBER 2021 -100 HOURS MONTHLY/ ALL DURING SECURITIES TRADING HOURS. 11)700 EDGEWATER CONDOMINIUM ASSOCIATION - NOT INVESTMENT RELATED - 100 NE 26TH TERRACE, MIAMI, FL 33137 - PRESIDENT OF RESIDENTIAL CONDO BOARD - APRIL 2024 - 10 HOURS MONTHLY/0 DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Denise Dibartolo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cynthia Denise Dibartolo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2019 - Present
TIGRESS FINANCIAL PARTNERS, LLC
Office #2: 410 Park Avenue 12th Floor, New York, NY 10022RIA
BD
CRD#: 154717
Stamford, VT
Current
October 5, 2011 - Present
TIGRESS FINANCIAL PARTNERS, LLC
Office #1: 410 Park Avenue 12th Floor, New York, NY 10022RIA
BD
CRD#: 154717
New York, NY
Past
December 22, 2021 - October 26, 2022
RISE FINANCIAL SERVICES, LLC
BD
CRD#: 146103
MIAMI BEACH, FL
Past
May 29, 2007 - September 6, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
July 3, 2000 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
NEW YORK, NY
Past
May 22, 1997 - July 28, 1999
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/7/2014)
RR
Colorado(10/17/2017)
RR
Florida(4/2/2012)
IAR
Florida(7/2/2025)
RR
Georgia(2/14/2017)
RR
Indiana(3/14/2019)
RR
Iowa(2/1/2019)
RR
Maryland(2/28/2012)
RR
Minnesota(4/17/2019)
RR
Missouri(3/13/2019)
RR
Montana(12/17/2018)
RR
Nevada(8/27/2019)
RR
New Jersey(4/3/2012)
RR
New Mexico(3/8/2019)
RR
New York(8/15/2019)
RR
North Carolina(2/16/2016)
RR
Ohio(11/28/2017)
RR
Oklahoma(1/31/2019)
RR
Puerto Rico(1/28/2019)
RR
Rhode Island(5/9/2019)
IAR
Texas(6/28/2023)
RR
Texas(10/25/2023)
RR
Utah(1/31/2019)
RR
Vermont(8/10/2017)
RR
Washington(12/20/2018)
RR
Wisconsin(4/15/2019)
RR
Wyoming(10/16/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/5/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
TF
TIGRESS FINANCIAL PARTNERS, LLC
TIGRESS FINANCIAL PARTNERS LLC | TIGRESS FINANCIAL PARTNERS, LLC
CRD#: 154717 / SEC#: 801-112815, 8-68671
RIA
Registered Investment Advisory firm - SEC (2/21/2024 Terminated)Florida
Registered Investment Advisory firm - SEC (7/2/2025 Approved)New York
Registered Investment Advisory firm - SEC (4/27/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (11/15/2023 Conditional Restricted)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
410 Park Avenue 12th Floor, New York, NY 10022
Mailing Address
410 Park Avenue 12th Floor, New York, NY 10022
Phone number
(212) 430-8750
Established
Delaware since 05/26/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
5
FINRA licenses (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 11,558,041 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
