Nicolas E. Medina

CAVU SECURITIES LLC

New York, NY 10017

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CRD#: 2413385

Professional summary

Nicolas Ettore Medina, who also goes by Nick Medina, Nicolas E Medina, is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.

Nicolas is registered as a RR (Registered Representative) and started their career in finance in 2002. Nicolas has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nick Medina | Nicolas E Medina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolas Ettore Medina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2019 - Present

CAVU SECURITIES LLC

Office #1: 777 Third Avenue Suite 2102, New York, NY 10017

CRD#: 6906

New York, NY

Past

July 30, 2020 - March 24, 2025

BUCK HR SECURITIES LLC

CRD#: 299842

NEW YORK, NY

Past

December 18, 2018 - July 23, 2019

CABOT LANE LLC

CRD#: 143301

NEW YORK, NY

Past

October 19, 2005 - September 14, 2018

CONDUENT SECURITIES, LLC

CRD#: 135474

NEW YORK, NY

Past

January 2, 2004 - June 2, 2005

BNY MELLON SECURITIES LLC

CRD#: 47268

JERSEY CITY, NJ

Past

January 16, 2003 - December 31, 2003

MELLON HR SECURITIES, INC.

CRD#: 36991

FORT LEE, NJ

Past

April 30, 2002 - February 6, 2003

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/29/2019)

South Carolina
(8/29/2019)

Exams

State Security Law Exam

Series 63

Date: 7/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 9/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 7/29/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAVU SECURITIES LLC

CAVU SECURITIES LLC | POINT CAPITAL MARKETS, LLC | POINT CAPITAL MARKETS, INC. | JOHN M. CUNNINGHAM INC. | JOHN M, CUNNINGHAM, INC

CRD#: 6906 / SEC#: , 8-18428

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

777 Third Avenue Suite 2102, New York, NY 10017

Mailing Address

777 Third Avenue Suite 2102, New York, NY 10017

Phone number

(212) 916-3840

Established

Delaware since 08/02/2010

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GPAR HOLDINGS I, LLC	SHAREHOLDER
FLORIDA CAVU, LLC	SHAREHOLDER
LOHWATER, KARL WILLEM	FINANCIAL AND OPERATIONS PRINCIPAL	2684561
MEDINA, NICOLAS ETTORE	CHIEF COMPLIANCE OFFICER	2413385
PARSONS, GREGORY ALLEN	PRESIDENT, CEO,	3148868

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicolas E. Medina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolas Ettore Medina's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUCK HR SECURITIES LLC

CABOT LANE LLC

CONDUENT SECURITIES, LLC

BNY MELLON SECURITIES LLC

MELLON HR SECURITIES, INC.

BNY MELLON SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/2002

Series 99TO

Date: 1/2/2023

SIE

Date: 9/14/2018

Series 7

Date: 4/29/2002

Series 14

Date: 1/2/2023

Series 24

Date: 7/29/2002

FINRA

Current Firm

CAVU SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CAVU SECURITIES LLC

TRUST BUT VERIFY

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