Nicole C. Nugent
Professional summary
Nicole Christine Nugent, who also goes by Nicole Christine Fry, is a registered financial professional currently at ARMORY SECURITIES, LLC located in El Segundo, California.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 1998. Nicole has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Christine Nugent's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2023 - Present
ARMORY SECURITIES, LLC
Office #1: 200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245Office #2: 200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245March 26, 2018 - August 17, 2021
CASCADIA CAPITAL, LLC
June 30, 2014 - March 5, 2018
FIRST BEVERAGE ADVISORS, LLC
March 8, 2004 - April 29, 2014
IMPERIAL CAPITAL, LLC
August 18, 2003 - March 3, 2004
BANC OF AMERICA SECURITIES LLC
August 11, 1998 - August 25, 1999
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ARMORY SECURITIES, LLC
CRD#: 147796 / SEC#: , 8-67929
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
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