Richard L. Holbrook
Professional summary
Richard Lindquist Holbrook, who also goes by Richard Linquist Holbrook, is a registered financial advisor currently at HOLBROOK GLOBAL STRATEGIES located in Foster City, California.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Richard has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Lindquist Holbrook's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2003 - Present
HOLBROOK GLOBAL STRATEGIES
August 1, 1997 - October 8, 1998
MAM SECURITIES, LLC
May 16, 1997 - July 31, 1997
MONTGOMERY SECURITIES
May 2, 1994 - November 14, 1995
BAILARD FUND SERVICES, INC.
Primary Firm SEC Registration
HOLBROOK GLOBAL STRATEGIES
CRD#: 127059 / SEC#: 801-62751
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/25/2003)
Exams
Current Firm
HOLBROOK GLOBAL STRATEGIES
CRD#: 127059 / SEC#: 801-62751
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35 |
| AUM (Assets Under Management) | $ 160,000,000 |
Red Flags
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