Daniel C. Malone
Professional summary
Daniel Christopher Malone, who also goes by Daniel Malone, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 3 firms and has passed the Series 57TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Christopher Malone's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2026 - Present
CTC, LLC
Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605May 16, 2020 - January 6, 2025
SUMO CAPITAL, LLC
May 12, 2011 - May 28, 2020
RONIN CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MIAX Sapphire
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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Company Information
CTC, LLC
CRD#: 44597Chicago, IL 60605TRUST BUT VERIFY
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