GL
Georgios Livanos
PHOENIX WEALTH ADVISORS
Chapel Hill, NC 27517
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CRD#: 2412486
GL
Professional summary
Georgios Livanos, who also goes by George Livanos, is a registered financial advisor currently at PHOENIX WEALTH ADVISORS INC. located in Chapel Hill, North Carolina and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Chapel Hill, North Carolina.
Georgios is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Georgios has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Livanos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Phoenix Wealth Advisors, Inc. Address: 100 Europa Dr Ste 390, Chapel Hill, NC, 27517, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/14/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Broadview Group is a partnership and marketing name for Livanos/Rhoades. Going forward, we will be known as Phoenix Wealth Advisors, Inc. We will be dissolving Broadview Group LLC. (2)Name of Business: Phoenix Wealth Advisors, Inc. Address: 100 Europa Dr Ste 390, Chapel Hill, NC, 27517, United States Activity Type: Independent RIA Position/Title: Advisor, Partner, Owner/Proprietor Investment Related: Yes Start Date: 10/14/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: IAR Representative\nManaging Partner\nCo-Owner
CRS (Client Relationship Summary) - RIA
Click below to view Georgios Livanos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2016 - Present
PHOENIX WEALTH ADVISORS INC.
Office #1: 100 Europa Drive Suite 390, Chapel Hill, NC 27517RIA
CRD#: 118412
Chapel Hill, NC
Current
October 14, 2016 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 100 Europa Drive Suite 390, Chapel Hill, NC 27517BD
CRD#: 6694
Chapel Hill, NC
Past
June 1, 2009 - October 28, 2016
MORGAN STANLEY
RIA
CRD#: 149777
DURHAM, NC
Past
June 1, 2009 - October 28, 2016
MORGAN STANLEY
BD
CRD#: 149777
DURHAM, NC
Past
December 31, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
DURHAM, NC
Past
April 14, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DURHAM, NC
Past
October 1, 1999 - May 12, 2000
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
December 7, 1993 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PHOENIX WEALTH ADVISORS INC.
PHOENIX FINANCIAL INC. | PHOENIX WEALTH ADVISORS INC.
CRD#: 118412 / SEC#: 801-60793
RIA
Registered Investment Advisory firm - (12/14/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/20/2021)
RR
Arizona(10/14/2016)
RR
California(10/14/2016)
RR
Colorado(10/14/2016)
RR
Connecticut(5/3/2022)
RR
Delaware(2/28/2019)
RR
District of Columbia(10/14/2016)
RR
Florida(10/14/2016)
RR
Georgia(10/14/2016)
RR
Hawaii(2/17/2021)
RR
Idaho(11/13/2025)
RR
Illinois(10/14/2016)
RR
Indiana(10/14/2016)
RR
Kansas(10/14/2016)
RR
Maine(7/18/2023)
RR
Maryland(10/14/2016)
RR
Massachusetts(10/14/2016)
RR
Michigan(5/3/2022)
RR
Minnesota(11/8/2016)
RR
Mississippi(11/8/2016)
RR
New Hampshire(7/18/2023)
RR
New Jersey(10/14/2016)
RR
New Mexico(11/18/2016)
RR
New York(10/14/2016)
RR
North Carolina(10/14/2016)
IAR
North Carolina(10/28/2016)
RR
Ohio(10/14/2016)
RR
Pennsylvania(10/14/2016)
RR
South Carolina(10/14/2016)
RR
South Dakota(4/17/2018)
RR
Tennessee(1/8/2025)
RR
Texas(10/14/2016)
IAR
Texas(10/18/2016)
RR
Utah(10/14/2016)
RR
Vermont(8/24/2022)
RR
Virginia(10/14/2016)
RR
Washington(10/14/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PHOENIX WEALTH ADVISORS INC.
PHOENIX FINANCIAL INC. | PHOENIX WEALTH ADVISORS INC.
CRD#: 118412 / SEC#: 801-60793
RIA
Registered Investment Advisory firm - (12/14/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Europa Drive Suite 390, Chapel Hill, NC 27517
Mailing Address
Phone number
(919) 929-4448
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,509 |
| AUM (Assets Under Management) | $ 551,004,269 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PHOENIX WEALTH ADVISORS INC.
CRD#: 118412Chapel Hill, NC 27517TRUST BUT VERIFY
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