MS
Maurice M. Seitter
STRATEGIC ADVISERS LLC
WEST SACRAMENTO, CA
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CRD#: 2410811
MS
Professional summary
Maurice Michael Seitter, who also goes by Maurice Seitter, Moe Seitter, Maurice Michael Seitter, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in West Sacramento, California and FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.
Maurice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Maurice has worked at 11 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Maurice Seitter | Moe Seitter | Maurice Michael Seitter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-67842|OrgNmn:Whole Foods Market|Org Addr:Folsom,California,US|OBA Nature:Supermarket|Invst Rel:N|Title:Shopper|Duties:Fulfill shopping lists|StrtDt:12-26-20|TotHrs/mon:64|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Maurice Michael Seitter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WEST SACRAMENTO, CA
Current
June 16, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 49 North 400 West, Salt Lake City, UT 84101BD
CRD#: 7784
Salt Lake City, UT
Past
July 12, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WEST SACRAMENTO, CA
Past
July 2, 2019 - April 12, 2022
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
West Sacramento, CA
Past
July 1, 2019 - April 12, 2022
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
Past
October 29, 2018 - December 31, 2018
FORESIDE FINANCIAL SERVICES, LLC
BD
CRD#: 148477
Sacramento, CA
Past
June 17, 2016 - January 4, 2019
LWI FINANCIAL INC.
RIA
CRD#: 111861
Sacramento, CA
Past
June 17, 2016 - October 29, 2018
LORING WARD SECURITIES INC.
BD
CRD#: 46337
Sacramento, CA
Past
January 4, 2013 - June 3, 2016
ALIGHT FINANCIAL ADVISORS, LLC
RIA
CRD#: 158744
SACRAMENTO, CA
Past
July 30, 2008 - May 24, 2011
ALIGHT FINANCIAL SOLUTIONS, LLC
RIA
CRD#: 36509
SACRAMENTO, CA
Past
February 13, 2008 - June 3, 2016
ALIGHT FINANCIAL SOLUTIONS, LLC
BD
CRD#: 36509
SACRAMENTO, CA
Past
October 12, 2006 - December 4, 2007
E*TRADE SECURITIES LLC
BD
CRD#: 29106
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/21/2022)
RR
Alaska(6/20/2022)
RR
Arizona(6/27/2022)
RR
Arkansas(6/20/2022)
RR
California(6/17/2022)
IAR
California(3/31/2025)
RR
Colorado(6/21/2022)
RR
Connecticut(6/17/2022)
RR
Delaware(6/27/2022)
RR
District of Columbia(6/23/2022)
RR
Florida(6/17/2022)
RR
Georgia(6/21/2022)
RR
Hawaii(8/23/2022)
RR
Idaho(6/23/2022)
RR
Illinois(6/29/2022)
RR
Indiana(7/18/2022)
RR
Iowa(6/17/2022)
RR
Kansas(6/21/2022)
RR
Kentucky(6/24/2022)
RR
Louisiana(6/21/2022)
RR
Maine(6/17/2022)
RR
Maryland(6/21/2022)
RR
Massachusetts(6/17/2022)
RR
Michigan(6/21/2022)
RR
Minnesota(6/23/2022)
RR
Mississippi(6/21/2022)
RR
Missouri(6/17/2022)
RR
Montana(6/16/2022)
RR
Nebraska(6/17/2022)
RR
Nevada(6/28/2022)
RR
New Hampshire(6/21/2022)
RR
New Jersey(6/20/2022)
RR
New Mexico(6/17/2022)
RR
New York(6/21/2022)
RR
North Carolina(6/21/2022)
RR
North Dakota(6/20/2022)
RR
Ohio(6/21/2022)
RR
Oklahoma(6/20/2022)
RR
Oregon(6/23/2022)
RR
Pennsylvania(6/17/2022)
RR
Puerto Rico(7/5/2022)
RR
Rhode Island(6/23/2022)
RR
South Carolina(6/20/2022)
RR
South Dakota(7/26/2022)
RR
Tennessee(6/21/2022)
RR
Texas(6/17/2022)
RR
Utah(6/17/2022)
RR
Vermont(6/20/2022)
RR
Virgin Islands(6/22/2022)
RR
Virginia(6/21/2022)
RR
Washington(6/21/2022)
RR
West Virginia(6/21/2022)
RR
Wisconsin(6/23/2022)
RR
Wyoming(7/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
