Michael G. Whitehouse

N.E.W. ADVISORY SERVICES

Appleton, WI 54911

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CRD#: 2410563

Professional summary

Michael Gerald Whitehouse is a registered financial advisor currently at N.E.W. ADVISORY SERVICES, LLC located in Appleton, Wisconsin and GENEOS WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA: Will work under Northright Financial non investment related business located at branch location. 2)Capital Hill Management LLC-Owner. 3)RIA: N.E.W. Advisory Services LLC-IAR/Owner. 4)Independent Rep with various insurance carriers for fixed Insurance business. 5)OLDE SCHOOL OFFICE SUITES LLC-OWNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Gerald Whitehouse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2017 - Present

N.E.W. ADVISORY SERVICES, LLC

Office #1: 100 West Lawrence Street Suite 415, Appleton, WI 54911Office #2: 2200 Dickinson Road Unit 17a, De Pere, WI 54115

RIA

CRD#: 290405

Appleton, WI

Current

November 29, 2017 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 100 W Lawrence St Suite 415, Appleton, WI 54911Office #2: 2200 Dickinson Rd Unit 17a, De Pere, WI 54115

RIA

CRD#: 120894

Appleton, WI

Past

August 5, 2002 - November 30, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

APPLETON, WI

Past

August 5, 2002 - November 30, 2017

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

May 3, 1999 - August 14, 2002

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

November 11, 1993 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/29/2017)

Florida
(11/29/2017)

Illinois
(11/29/2018)

Louisiana
(11/29/2017)

IAR

Louisiana
(12/1/2017)

Michigan
(11/29/2017)

Wisconsin
(11/29/2017)

IAR

Wisconsin
(12/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/16/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/10/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/25/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

HERMSEN WEALTH MANAGEMENT | SOVEREIGN FINANCIAL GROUP | NORTHRIGHT FINANCIAL | N.E.W. ADVISORY SERVICES, LLC | JOHNSON WEALTH MANAGEMENT

CRD#: 290405 / SEC#: 801-112037

RIA

Registered Investment Advisory firm - (11/15/2017 Approved)

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Contact information

Main Address

2200 Dickinson Road Unit 17a, De Pere, WI 54115

Mailing Address

Phone number

(920) 712-7800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	8,245
AUM (Assets Under Management)	$ 1,341,505,840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael G. Whitehouse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Gerald Whitehouse's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

N.E.W. ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/16/2003

Series 63

Date: 2/28/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2000

Series 6

Date: 11/10/1993

Series 24

Date: 6/25/2001

FINRA

Current Firm

N.E.W. ADVISORY SERVICES, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

N.E.W. ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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