Karen Josephine Bacon
CFP®Professional Summary
Karen Josephine Bacon, CFP®, who also goes by Karen Josephine Wright, is a registered financial advisor currently at DIVERSIFIED RESOURCES, LLC located in Warwick, Rhode Island. Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Karen has worked at 2 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Divorce Planning
- Investment Planning
- Retirement Planning
- Insurance Planning
- Long-term Care
- Comprehensive Financial Planning
Other Aliases
Karen Josephine Wright
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Credentials
Years of Experience
32 years in the financial services industry
Current & Past Employments
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Current Firm
DIVERSIFIED RESOURCES | WRIGHT, GEORGE EDWARD | DIVERSIFIED RESOURCES, LLC
Contact Information
Main Address
70 Jefferson Blvd. 4th Floor, Warwick, RI 02888Mailing Address
70 Jefferson Blvd. 4th Floor, Warwick, RI 02888Phone Number
(401) 941-1500Established
Rhode Island since 01/16/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
6SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
FINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BACON, KAREN JOSEPHINE | MANAGING MEMBER ,PRINCIPAL AND CCO | 2410249 |
Regulatory Assets Under Management
Total Number of Accounts
1,240AUM (Assets Under Management)
$268,848,043Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
DIVERSIFIED RESOURCES | WRIGHT, GEORGE EDWARD | DIVERSIFIED RESOURCES, LLC
State Registrations and Notice Filings
(10/5/2022)
(12/3/2025)
(6/28/2022)
(6/3/2005)
(6/25/2024)
(4/25/2017)
(6/22/2004)
(3/22/2017)
(6/22/2004)
(10/21/2020)
(6/22/2004)
(6/30/2004)
(4/22/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Karen Josephine Bacon's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Karen Josephine Bacon's CRS (Customer Relationship Summary).
Services Offered by Karen
- Divorce Planning
- Investment Planning
- Retirement Planning
- Insurance Planning
- Long-term Care
- Comprehensive Financial Planning
Similar Advisors
CITIZENS SECURITIES, INC.
FIDELITY BROKERAGE SERVICES LLC
