Marcos A. Rionda

TD PRIVATE CLIENT WEALTH

New York, NY 10028

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CRD#: 2410156

Professional summary

Marcos Alberto Rionda, who also goes by Alberto Marcos Rionda, Marcos A Rionda, Mark A Rionda, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in New York, New York.

Marcos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Marcos has worked at 11 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.

Aliases

Alberto Marcos Rionda | Marcos A Rionda | Mark A Rionda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcos Alberto Rionda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Marcos Alberto Rionda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1133 Madison Avenue, New York, NY 10028

RIA

CRD#: 164484

New York, NY

Current

July 17, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1 Vanderbilt Avenue 23rd Floor, New York, NY 10017

RIA

CRD#: 164484

NEW YORK, NY

Past

December 12, 2025 - July 6, 2026

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

NEW YORK, NY

Past

July 19, 2016 - January 4, 2018

THE LEADERS GROUP, INC.

CRD#: 37157

Southfield, MI

Past

February 5, 2015 - January 7, 2016

BLUEROCK CAPITAL MARKETS LLC

CRD#: 136974

NEW YORK, NY

Past

April 15, 2011 - December 22, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

TROY, MI

Past

April 14, 2011 - December 22, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

TROY, MI

Past

November 17, 2010 - February 28, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GROSSE POINTE WOODS, MI

Past

November 10, 2010 - February 28, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GROSSE POINTE WOODS, MI

Past

January 22, 2010 - August 19, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DETROIT, MI

Past

December 9, 2009 - August 19, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DETROIT, MI

Past

November 13, 2009 - November 18, 2009

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

SOUTHFIELD, MI

Past

November 13, 2009 - November 18, 2009

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

SOUTHFIELD, MI

Past

June 5, 2009 - November 13, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

SOUTHFIELD, MI

Past

June 5, 2009 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

SOUTHFIELD, MI

Past

January 1, 2008 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

TROY, MI

Past

October 13, 1993 - January 21, 1994

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/17/2026)

IAR

New York
(7/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/16/2026

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/12/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/1/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/31/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/12/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017

Mailing Address

1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017

Phone number

(877) 703-9896

Established

Delaware since 07/13/2012

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Large

# of Employees

671

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

Direct owners and executive officers

Name	Position	CRD#
TD BANK, NATIONAL ASSOCIATION	OWNER
BEGUN, ROBERT	PRESIDENT	4436053
CALDERON NAJERA, NAYRA	CCO	5040972
CARROLL, ANNA	COO	4487506
CHABOT, ALAN J	CEO	2617874
ORTIZ, JORGE LUIS	CFO & FINOP	2725922
WILSON, KEVIN KEITH	FINOP	5437711

Regulatory assets under management

Total Number of Accounts	25,697
AUM (Assets Under Management)	$ 8,255,945,350

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/30/2025	Cover Page	Report
09/27/2024	Cover Page	Report
06/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marcos A. Rionda

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcos Alberto Rionda's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Marcos Alberto Rionda's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIVATE CLIENT WEALTH LLC

PAULSON INVESTMENT COMPANY LLC

THE LEADERS GROUP, INC.

BLUEROCK CAPITAL MARKETS LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

UBS FINANCIAL SERVICES INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TD PRIVATE CLIENT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/16/2026

Series 7TO

Date: 12/12/2025

SIE

Date: 5/1/2025

Series 7

Date: 12/31/2007

Series 6

Date: 10/12/1993

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TD PRIVATE CLIENT WEALTH LLC

TRUST BUT VERIFY

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