Patricia E. Koetzner
Professional summary
Patricia Eileen Koetzner, who also goes by Pat Eileen Sheridan, Patricia Eileen Sheridan, Patty Eileen Sheridan, is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in New York, New York.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 1993. Patricia has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Eileen Koetzner's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2015 - Present
SIEBERT WILLIAMS SHANK & CO., LLC
Office #1: 100 Wall Street 18th Floor, New York, NY 10005Office #2: 324 South Service Road Suite 116, Melville, NY 11747March 21, 2011 - April 21, 2015
CASTLEOAK SECURITIES, LP
February 2, 2004 - February 2, 2011
BARCLAYS CAPITAL INC.
January 2, 2003 - January 28, 2004
AEGIS CAPITAL CORP.
March 20, 2000 - December 11, 2002
NEUBERGER BERMAN BD LLC
January 7, 1999 - March 29, 2000
GRUNTAL & CO., L.L.C.
November 17, 1995 - January 1, 1999
DOMINICK & DICKERMAN LLC
August 19, 1994 - November 17, 1995
LYNCH, JONES & RYAN LLC
February 23, 1994 - May 18, 1994
CIBC WORLD MARKETS CORP.
November 1, 1993 - January 19, 1994
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2015)
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(4/28/2015)
(4/27/2015)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/29/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
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