Adam M Sachs

EDWARD JONES

Marlborough, MA · CRD#

LPL FINANCIAL LLC

BOSTON, MA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial PlannerSince 2003

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Years of Experience

33 years registered in the securities industry

Current & Past Employments

Current

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

160 Gould Street Suite 212, Needham Heights, MA 02494

November 2, 2018 - Present

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

160 Gould Street Suite 212, Needham Heights, MA 02494

November 2, 2018 - Present

Past

SIGNATOR INVESTORS, INC.Past·CRD# 468

RIA

Needham Heights, MA

July 27, 2018 - November 2, 2018

SIGNATOR INVESTORS, INC.Past·CRD# 468

BD

Needham Heights, MA

November 30, 1993 - November 2, 2018

SIGNATOR INVESTORS, INC.Past·CRD# 468

RIA

Needham Heights, MA

October 21, 2011 - December 31, 2017

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANYPast·CRD# 5181

BD

Boston, MA

November 30, 1993 - May 1, 1997

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Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone Number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

OSAIC WEALTH, INC ADV PART 2A (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER	—
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
REID, SHANNON	CEO, PRESIDENT, DIRECTOR	4815189
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory Assets Under Management

Total Number of Accounts

850,797

AUM (Assets Under Management)

$234,858,518,740

Disclosures

Regulatory Event

51

Arbitration

31

Bond

7

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BD OF DIRECTORS MEMBER - CHARITABLE ORG OFFICE OF NAIFA MASS HINGHAM, MA, BD OF DIRECTORS, VP, GOVT RELATIONS, START OF RELATIONSHIP: JUL 1, 2011 HOURS PER MONTH: 10 2. President/Member, The Ashland Business Association; P.O. Box 510 Ashland, MA 01721, President, controls agendas and presides at committee and business meetings. Also act as liaison between ABA, town, and Community. 2 yr term, start 5/1/17, 6 hrs mo, 3 trading hrs 3. Director, Ashland Business Assoc P.O. Box 510 Ashland, MA 01721, Controls agendas and presides at committee and business meetings. Also act as a liaison between ABA, town, and Community. 2 yr term, 5/1/17, 6 hrs mo, 3 hrs trading. 4. NAIFA POSITION: National Committee Person NATURE: National Association of Insurance and Financial Advisors Founded in 1890 as The National Association of Life Underwriters (NALU), NAIFA is one of the nation's oldest and largest associations representing the interests of insurance professionals from every Congressional district in the United States. NAIFA members assist consumers by focusing their practices on one or more of the following: life insurance and annuities, health insurance and employee benefits,multi-line, and financial advising and investments. NAIFA's mission is to advocate for a positive legislative and regulatory environment, enhance business and professional skills, and promote the ethical conduct of its members. INVEST RELATED: No. # OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 06/18/2008 ADDRESS: 2400 Post Road, Warwick RI 02886: As the National Committee Person I promote national information to state the state board and to members. I also serve on the board to perpetuate the mission of our organization. 5. CENTINEL FINANCIAL GROUP, LLC POSITION: Registered Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 25 START DATE: 11/05/2018 ADDRESS: 160 Gould Street, Suite 212, Needham MA 02494 No description is necessary as I receive some compensation from renewals 6. F.A.M.I.L.Y MOVEMENT POSITION: Volunteer NATURE: 501C-3 Non profit INVESTMENT RELATED: No. # OF HOURS: 4 SEC TRADING HOURS: 0 START DATE: 01/08/2020 ADDRESS: PO Box 240794, Boston MA 02124: mentoring and providing financial wellness advice to individuals looking to purchase homes. 7. ADAM SACHS POSITION: Sales Representative NATURE: Fixed Insurance sales INVESTMENT RELATED: No # OF HOURS: 3 SEC TRADING HOURS: 3 START DATE: 06/10/19: 160 Gould Street Suite 212, Needham MA 02494: Evaluating insurance options for clients. 8. ASHLAND BUSINESS ASSOC POSITION: Pres & Bd Member NATURE: The ABA is non-profit organization which is dedicated to increasing the success of its member businesses within Ashland community and beyond. We promote businesses and provide education and networking support & partnership with town. Each year, ABA proudly presents scholarships to Ashland High School seniors and supports Emergency Fund.: No. # OF HOURS: 4 SEC TRADING HRS: 4 START DATE: 05/01/2017: P.O. Box 510, Ashland MA 01721: Oversee the organization, conduct board mtgs, promote membership, speak to members periodically. 9. ETA DELTA AT BABSON COLLEGE ALUMNI CORP POSITION: Board Member NATURE: Fraternity Alumni Corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/12/2022 ADDRESS: 74 Krikor Drive, N. Falmouth MA 02556 DESCRIPTION: Mission. Consistent with the Articles of Incorporation, corporation shall seek, prudent management and alumni engagement with members of Eta Delta Chapter of Theta Chi Fraternity and Alumni, thereby advancing fraternal experience. The President shall be chief executive officer of corporation, and he shall preside at meetings of corporation and board of directors and enforce observance of corporation's Articles of Incorporation and bylaws. He shall decide all questions of order and shall have other powers ordinarily held by president and chief executive officer.

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