Richard G. Iwanski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Gerard Iwanski, CFA, who also goes by Richard Gerald Iwanski, Rick Twanski, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1994. Richard had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2004 - September 2, 2014
CAPITAL MARKET CONSULTANTS, INC.
January 12, 1999 - February 18, 2004
ROBERT W. BAIRD & CO. INCORPORATED
January 1, 1998 - December 31, 1998
BOFA DISTRIBUTORS, INC.
January 11, 1995 - January 1, 1998
IFMG SECURITIES, INC.
July 28, 1994 - December 5, 1994
BNY CLEARING SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL MARKET CONSULTANTS, INC.
CRD#: 122435 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
