Scott G. Russell

OSAIC WEALTH

TAMPA, FL 33607

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CRD#: 2409651

Professional summary

Scott Gilliam Russell, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Tampa, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 7 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CONCIERGE FINANCIAL ORG POS: Partner NATURE: Fictitious name INVESTMENT RELATED: Yes # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 10/1/14 ADDY: 3637 4th St. N, STE 210, St. Petersburg FL 33706 DESCRIPT: a company 2. CONCIERGE FINANCIAL ORG POS: Insurance Broker NATURE: Fixed Insurance INVESTMENT RELATED: Yes # OF HRS: 5 SECURITIES TRADING HRS: 5 START DATE: 1/1/14 ADDY: 3637 4th St. N, Ste 210, St. Petersburg FL 33706 DESCRIPT: Offer fixed insurance solutions 3. CLEARSIGHT FINANCIAL ORG, INC. POS: Pres NATURE: S-Corp. INVESTMENT RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 9/10/13 ADDY: 3637 4th St. N, Ste 210, St. Petersburg FL 33704 DESCRIPT: business accounting & tax purposes 4. THE MAYFLY PROJECT POSITION: Volunteer/Lead Mentor NATURE: This is anon-profit that mentors foster children and teaches them how to fly fish. INVESTMENT RELATED: No # OF HRS: 5 SECURITIES TRADING HRS: 1 START DATE: 9/17/21 ADDY: 3541 Harrison Rd, Benton FL 72019 DESCRIPTION: This is a non-profit that mentors foster children and teaches them how to fly fish. 5. SUMMER'S RETREATS, LLC POSITION: MMBR NATURE: LLC formed forestate planning purposes. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/08/2023 ADDRESS: 10246 Tarpon Dr., Treasure Island FL 33706 DESCRIPTION: I don't perform any duties other than filings. 6. ROTARY DISTRICT 6950 POSITION: Assistant Governor NATURE: Rotary, it's a non-profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2024 ADDRESS: PO Box 1104, New Port Richey FL 34656 DESCRIPTION: assist the District Governor with communication with 6 local Rotary clubs and I help the presidents of those clubs be successful. 7. TRUST FOR MY SISTER AND BROTHER-IN-LAW POSITION: Successor Trustee NATURE: Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/18/2024 ADDRESS: 10246 Tarpon Dr., Treasure Island FL 33706 DESCRIPTION: If my sister and/or brother-in-law die, I would become trustee of their personal trusts. 8. TRUST FOR BROTHER-IN-LAW POSITION: Successor Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/22/2024 ADDRESS: 10246 Tarpon Dr., Treasure Island FL 33706, United States DESCRIPTION: I am just being name as successor trustee to my brother-in-laws trust, for which he is the current trustee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Gilliam Russell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Scott Gilliam Russell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #1: 1511 N. Westshore Blvd. Suite 1100, Tampa, FL 33607Office #2: 3637 4th Street N Ste 210, St Petersburg, FL 33704

RIA

CRD#: 23131

TAMPA, FL

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #1: 1511 N. Westshore Blvd. Suite 1100, Tampa, FL 33607Office #2: 3637 4th Street N Ste 210, St Petersburg, FL 33704

RIA

CRD#: 23131

TAMPA, FL

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

TAMPA, FL

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

TAMPA, FL

Past

May 1, 2009 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

RIA

CRD#: 3600

ST. PETERSBURG, FL

Past

April 24, 2009 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

ST. PETERSBURG, FL

Past

December 15, 2004 - December 2, 2010

WORLD GROUP SECURITIES, INC.

CRD#: 114473

ST. PETERSBURG, FL

Past

June 28, 1995 - September 4, 1997

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

February 14, 1994 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

ST. PETERSBURG, FL

Past

February 8, 1994 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ST. PETERSBURG, FL

Past

October 21, 1993 - November 9, 1993

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/2/2018)

Arizona
(11/2/2018)

California
(11/2/2018)

Colorado
(11/2/2018)

District of Columbia
(11/2/2018)

Florida
(11/2/2018)

IAR

Florida
(11/2/2018)

Georgia
(11/2/2018)

Idaho
(1/23/2025)

Illinois
(11/2/2018)

Indiana
(11/2/2018)

Iowa
(1/5/2022)

Kentucky
(12/8/2021)

Louisiana
(11/2/2018)

Maine
(1/23/2025)

Maryland
(11/2/2018)

Massachusetts
(11/2/2018)

Michigan
(1/23/2025)

Missouri
(1/23/2025)

Nevada
(1/23/2025)

New Jersey
(11/2/2018)

New Mexico
(11/2/2018)

New York
(11/2/2018)

North Carolina
(11/2/2018)

Ohio
(11/2/2018)

Oregon
(5/22/2020)

Pennsylvania
(11/2/2018)

South Carolina
(5/22/2020)

South Dakota
(4/11/2022)

Texas
(11/2/2018)

Virginia
(11/2/2018)

Washington
(5/22/2020)

Wyoming
(11/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/20/1996

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/5/1995

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/15/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott G. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Gilliam Russell's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Scott Gilliam Russell's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

WORLD GROUP SECURITIES, INC.

MARINER FINANCIAL SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2013

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/20/1993

Series 53

Date: 12/20/1996

Series 4

Date: 7/5/1995

Series 24

Date: 2/15/1995

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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