Marco Botta

COMHAR CAPITAL MARKETS

Wilmette, IL 60091

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CRD#: 2409541

Professional summary

Marco Botta is a registered financial professional currently at COMHAR CAPITAL MARKETS, LLC located in Wilmette, Illinois.

Marco is registered as a RR (Registered Representative) and started their career in finance in 1993. Marco has worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marco Botta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2025 - Present

COMHAR CAPITAL MARKETS, LLC

Office #1: 1000 Skokie Boulevard Suite Ll33, Wilmette, IL 60091

CRD#: 47955

Wilmette, IL

Past

October 1, 2012 - August 19, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

THE WOODLANDS, TX

Past

August 23, 2007 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CARPENTERSVILLE, IL

Past

September 6, 2006 - April 27, 2007

LASALLE CAPITAL, L.L.C.

CRD#: 133526

CHICAGO, IL

Past

February 1, 2005 - November 22, 2005

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

November 8, 1997 - May 14, 2004

KNIGHT CAPITAL MARKETS LLC

CRD#: 38379

PURCHASE, NY

Past

April 12, 1995 - November 8, 1997

TRADETECH SECURITIES L.P.

CRD#: 31131

CHICAGO, IL

Past

November 2, 1993 - August 26, 1994

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/25/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/1/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/1998

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

COMHAR CAPITAL MARKETS, LLC

COMHAR CAPITAL MARKETS, LLC | YUKON TRADING, LLC | SHEEHAN, ROBERT CHARLES | GLP, LLC | GLOBAL LIQUIDITY EXECUTION SERVICES, LLC

CRD#: 47955 / SEC#: , 8-51969

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1000 Skokie Boulevard Suite Ll33, Wilmette, IL 60091

Mailing Address

Po Box 2326, Glenview, IL 60025

Phone number

(312) 925-4206

Established

Illinois since 07/21/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ACS GLOBAL HOLDINGS, LLC	SOLE MEMBER
DEROLF, MARK KENNETH	CHIEF COMPLIANCE OFFICER	1924355
LANG, TIMOTHY JUDE	CEO & RISK MANAGER	1109356
MURPHY, KRISTEN	FINANCIAL OPERATIONS PERSON (FINOP)	2287252

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marco Botta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marco Botta's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

LASALLE CAPITAL, L.L.C.

JEFFERIES LLC

KNIGHT CAPITAL MARKETS LLC

TRADETECH SECURITIES L.P.

MESIROW FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/7/1994

SIE

Date: 10/1/2018

Series 55

Date: 9/25/1999

Series 7

Date: 11/1/1993

Series 24

Date: 5/15/1998

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

Nasdaq Stock Market

Current Firm

COMHAR CAPITAL MARKETS, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COMHAR CAPITAL MARKETS, LLC

TRUST BUT VERIFY

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