RM
Robert H. Mcgaha
CETERA INVESTMENT ADVISERS LLC
Batesville, AR 72501
Some features on this profile are disabled
CRD#: 2409416
RM
Professional summary
Robert Hayes Mcgaha, who also goes by Bobby Mcgaha, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Batesville, Arkansas and CETERA ADVISORS LLC located in Batesville, Arkansas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 4, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bobby Mcgaha
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)ROBERT MCGAHA; AGENT; INSURANCE; START DATE:5/1/1994. 2.)MCGAHA INVESTMENTS - SOLE PROP; SOLE PROP; REAL ESTATE(RENT/INVEST/DEVELOP);START DATE: 9/1/1986 3.)NAME OF OTHER BUSINESS: MCGAHA INVESTMENT GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4.) GIDEONS INTERNATIONAL; PRESIDENT; NON-PROFIT ORGANIZATION; START DATE 03/01/1996; 8 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Hayes Mcgaha's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3400 Harrison St, Batesville, AR 72501RIA
CRD#: 105644
Batesville, AR
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 3400 Harrison St, Batesville, AR 72501BD
CRD#: 10299
Batesville, AR
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
BATESVILLE, AR
Past
November 6, 2002 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
BATESVILLE, AR
Past
August 2, 2002 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
BATESVILLE, AR
Past
January 23, 1994 - August 5, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2022)
IAR
Arkansas(11/12/2020)
RR
Arkansas(9/8/2022)
RR
California(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Idaho(7/31/2025)
RR
Indiana(9/8/2022)
RR
Iowa(3/25/2024)
RR
Kansas(9/8/2022)
RR
Louisiana(9/8/2022)
RR
Mississippi(9/8/2022)
RR
Missouri(9/8/2022)
RR
North Carolina(9/8/2022)
RR
Oklahoma(3/25/2024)
RR
South Carolina(9/8/2022)
RR
Tennessee(9/8/2022)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Washington(9/8/2022)
RR
Wisconsin(9/8/2022)
RR
Wyoming(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Batesville, AR 72501TRUST BUT VERIFY
Monitor Robert Mcgaha
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
