Jasen M. Devlin
Professional summary
Jasen Michael Devlin is a registered financial professional currently at NEWBRIDGE SECURITIES CORPORATION located in Boca Raton, Florida.
Jasen is registered as a RR (Registered Representative) and started their career in finance in 1993. Jasen has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jasen Michael Devlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2018 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 1200 North Federal Highway Suite 400, Boca Raton, FL 33432November 9, 2016 - October 22, 2018
JOSEPH GUNNAR & CO. LLC
November 10, 2014 - December 6, 2016
AMERICAN CAPITAL PARTNERS, LLC
January 24, 2014 - November 5, 2014
J.D. NICHOLAS & ASSOCIATES, INC.
September 27, 2000 - December 19, 2001
AMERICAN INVESTMENT SERVICES, INC.
September 16, 1998 - March 17, 1999
PARKER BROMLEY LTD.
February 17, 1998 - August 31, 1998
GOLDIS FINANCIAL GROUP, INC.
December 10, 1997 - January 20, 1998
AMERICAN INVESTMENT SERVICES, INC.
March 17, 1997 - December 16, 1997
ARGENT SECURITIES, INC.
June 27, 1994 - March 11, 1997
STERLING FOSTER & COMPANY, INC.
December 13, 1993 - July 1, 1994
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2019)
(10/22/2018)
(10/22/2018)
(1/19/2021)
(10/22/2018)
(1/3/2019)
(10/23/2018)
(1/3/2019)
(1/3/2019)
(1/4/2023)
(11/16/2018)
(10/22/2018)
(10/22/2018)
(10/22/2018)
(10/22/2018)
(10/22/2018)
(1/8/2019)
(10/22/2018)
(10/22/2018)
(10/22/2018)
(10/22/2018)
(1/2/2019)
(10/22/2018)
Exams
FINRA
Nasdaq Stock Market
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065Boca Raton, FL 33432TRUST BUT VERIFY
Monitor Jasen Devlin
Get automatic monthly alerts on: