DH
Debra E. Hopke
GWN SECURITIES
Mexico, MO 65265
Some features on this profile are disabled
CRD#: 2409120
DH
Professional summary
Debra Elaine Hopke, who also goes by Debra E Hopke, is a registered financial advisor currently at GWN SECURITIES INC. located in Mexico, Missouri.
Debra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Debra has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Debra E Hopke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HOPKE & ASSOCIATES, NON INVESTMENT RELATED, 1231 W. MONROE MEXICO, MO, OWNER-CPA PRACTICE, MEMBER, 8/1998-PRESENT,95%,TAX PREPARATION, FINANCIAL STATEMENTS, PREPARATION INDEPENDENT BROKERAGE NETWORK;INSURANCE AGENT THROUGH I.B.N.WITH: ZURICH KEMPER LIFE & SECURITY CONNECTICUT LIFE;LARRY B.LOETHEN;INSURANCE AGENT THROUGH HIM WITH:FORTIS,JOHN HANCOCK,GE FINANCIAL, INDEPENENT INSURANCE AGENT FOR:CONSECO,STANDARD LIFE & ACCIDENT;LINK AGENCY:BC/BS MO,STATE MUTUAL--HEALTH INS.; LADDONIA-FARBER SPECIAL ROAD DISTRICT POSITION: Treasurer NATURE: This is a county road district which maintains gravel roads in the rural areas of Audrain County around Vandalia, MO, Farber, MO and Laddonia, MO. We have a gravel truck driver, an employee to drive the road grader, 3 commissioners elected by the voters of the district, and myself. The commissioners appointed me the treasurer. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1986 ADDRESS: 202 Young Street, Laddonia MO 63352, United States DESCRIPTION: I have been treasurer of Laddonia-Farber Special Road District for approximately 30 years. This was previously related to my accounting business, but the District now pays me $1,400.00 per year to pay the monthly bills, deposit the receipts from the County Collector, and prepare financial reports, payroll taxes, etc. and I receive a W-2 form at year end. I am covered by a bond with our insurance company to handle this taxpayer money. The road commissioners wanted all the bills sent to my home address, because my home is in the road district and the district has no office. So my home address is also the address for the road district. LIFEWAVE Is Not Investment Related, "1501 SOUTH 40 EAST, SUITE 330, PROVO, UT, 84606, United States", HEALTH-PHOTOTHERAPY, BRAND PARTNER, 2023-11-11, 5 hours per month, 0 hours per month during trading hours, Commission Compensation, "I buy the product for personal use and if it works for me, I can tell my family and friends, and if they want to try it I can direct them to the LifeWave website and they can sign up under me. If I don't think the product is working for me LifeWave guarantees 100% of my money back if product is returned within a certain amount of time. I would be eligible for commissions on products purchased by people signing up under me, but I don't have to handle the product directly. If I want to buy additional product over what I am using myself, I would be allowed to sell that product to customers, but I am really not interested in doing that."
CRS (Client Relationship Summary) - RIA
Click below to view Debra Elaine Hopke's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Debra Elaine Hopke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2010 - Present
GWN SECURITIES INC.
Office #1: 1231 West Monroe St., Mexico, MO 65265RIA
BD
CRD#: 128929
Mexico, MO
Current
April 6, 2010 - Present
GWN SECURITIES INC.
Office #1: 1231 West Monroe St., Mexico, MO 65265RIA
BD
CRD#: 128929
Mexico, MO
Past
December 8, 1995 - April 6, 2010
LINCOLN INVESTMENT
RIA
CRD#: 519
MEXICO, MO
Past
November 15, 1995 - April 6, 2010
LINCOLN INVESTMENT
BD
CRD#: 519
MEXICO, MO
Past
September 29, 1994 - December 8, 1995
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Past
December 20, 1993 - July 5, 1994
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Missouri(4/6/2010)
IAR
Missouri(4/6/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Mexico, MO 65265TRUST BUT VERIFY
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