Douglas B. Gross
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CRD#: 2409021
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Bruce Gross, CFP® was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1993. Douglas had worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Business Succession Planning
Investment Planning
Tax Planning
Estate Planning
Comprehensive Financial Planni...
Insurance Planning
Retirement Planning
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MY WIFE AND I OWN A 5 UNIT BUILDING (APARTMENT), 203-205 E. SHAWNEE, TECUMSEH, MI 49286--I DEVOTE ABOUT FOUR HOURS PER MONTH, WHICH IS NOT DURING SECURITIES HOURS. 2) FPA OF MICHIGAN - ANN ARBOR, MI. TREASURER - OVERVIEW OF FINANCIAL STATEMENTS. STARTED 1/30/2013 TO PRESENT. 2 HOURS WEEKLY, 2 DURING TRADING HOURS. NOT INVESTMENT RELATED. 3) MCLAREN INVESTMENTS, INVESTMENT RELATED, 04/2010- PRESENT, ANN ARBOR, MI, OWNER, 40 HRS/WEEK, 32.5 HRS DURING TRADING. 4) MCLAREN INVESTMENT PARTNERS:INVESTMENT RELATED:7/2012-PRESENT:ANN ARBOR, MI:SUPPORT COMPANY/DBA (OWNER):0 HRS/MO:0 HRS DURING TRADING:THIS IS MY RJ BUSINESS. 5) Name of Business : No separate name Address: Ann Arbor, MI Nature of the Business: Book- Printing and promoting as an author Position/Title: Proprietor/Owner Investment Related:No Start Date: 11/01/2016 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 5 Description of duties: I will be speaking about the book, may have income from speaking, may also have income from selling book on Amazon 6) Ann Arbor Art Center Address: 117 W. Liberty,Ann Arbor, MI Nature of the Business: Board Member/Officer/Director Position/Title: Officer - Treasurer Investment Related:Yes Start Date: 06/25/2018 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 0 Description of duties: Member of Board, 4-6 meetings a year, now Treasurer, I will not write checks or have access to funds. 7)Name of Business : McLaren Investment Partners Address: 315 E Eisenhower Pkwy Ste 301,Ann Arbor, MI Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 07/01/2012 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: This is my RJ business .
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Past
March 19, 2010 - September 26, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
ANN ARBOR, MI
Past
March 11, 1996 - September 26, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ANN ARBOR, MI
Past
November 26, 1993 - March 14, 1996
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
880 Carillon Parkway, Saint Petersburg, FL 33716
Mailing Address
Phone number
(727) 567-3020
Established
Firm type
Fiscal year end
# of Employees
6,727
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Operations ManagerCRD#: 149018TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
