AC
Aprilyn Chavez Geissler
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Albuquerque, NM 87110
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CRD#: 2408811
AC
Professional summary
Aprilyn Chavez Geissler, who also goes by Aprilyn Chavez, Aprilyn Chavez Geissler, Aprilyn Geissler, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Albuquerque, New Mexico and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Albuquerque, New Mexico.
Aprilyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Aprilyn has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aprilyn Chavez | Aprilyn Chavez Geissler | Aprilyn Geissler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GEISSLER AGENCY INC, 6000 UPTOWN BLVD NE STE 100, ALBUQUERQUE, NM, 03/01/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-25/WK-20/TRADING. 2) APRILYN CHAVEZ GEISSLER, NOTARY PUBLIC, 6000 UPTOWN BLVD NE STE 100, ALBUQUERQUE, NM, 03/2019. NOTARY PUBLIC. NIR, 1 HR/MO 1 HR/MO TRADING 3) GATEWAY INSURANCE GROUP, INC,6000 UPTOWN BLVD NE STE 100, ALBUQUERQUE, NM, 01/2019. FIRST EXECUTIVE OFFICER/AGENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-10/WK-5/TRADING. 4) UNM ALUMNI ASSOCIATION FINANCE COMMITTEE, 1 UNIVERSITY OF NEW MEXICO, ALBUQUERQUE, NM, BOARD MEMBER OF A NON-PUBLIC ENTITY, 1/MO- 1/TRADING 5) GATEWAY INSURANCE AND FINANCIAL SERVICES, 6000 UPTOWN BLVD, NE, STE 100, ALBUQUERQUE, NM, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 04/2020, INV REL, VICE PRESIDENT, 25 HR/WK- 25 HR/TRADING 6) ALL IN AUTOGRAPHS, LLC, 6000 UPTOWN BLVD NE, STE 100, ALBUQUERQUE NM, 03/2021, NIR, 5 HR/MO- 0/TRADING HR. 7) NAIFA, NATIONAL ASSOC OF INSURANCE AND FINANCIAL ADVISORS. 2901 TELESTAR CT, FALLS CHURCH, VA, 01/2021, NATIONAL TRUSTEE, BOARD OF DIRECTORS, 3 HR/MO- 3/TRADING HR. 8) DRAGONS HOUSE VENTURES LLC, Albuquerque NM 87110, 03/2023, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 9) SHANE WESTHOELTER PRIVATE FOUNDATION, Albuquerque NM 87110, 04/2023, Board Member, CIRA Affiliation, INV REL, 2 HR/MO 0 HR/MO TRADING 10) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2023, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 11) NEW MEXICO SPORTS HALL OF FAME, PO Box 3826, Albuquerque NM 87190, 10/2023, Board Member, NIR, 2 HR/MO - 0 HR/MO TRADING. 12) WOMEN IN FINANCIAL SERVICES, 1800 E. Ray Rd., Suite A106, Chandler AZ 95225, Board Member, NIR, 5 HR/MO - 1 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Aprilyn Chavez Geissler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 6000 Uptown Blvd. Ne Ste. 100, Albuquerque, NM 87110RIA
CRD#: 134139
Albuquerque, NM
Current
February 1, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6000 Uptown Blvd Ne Ste 100, Albuquerque, NM 87110BD
CRD#: 39543
Albuquerque, NM
Past
September 21, 2004 - December 31, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
ALBUQUERQUE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/28/2023)
RR
Alaska(4/28/2023)
RR
Arizona(8/24/2022)
RR
Arkansas(4/28/2023)
RR
California(10/27/2021)
RR
Colorado(12/17/2022)
RR
Connecticut(1/10/2023)
RR
Delaware(4/28/2023)
RR
District of Columbia(4/28/2023)
RR
Florida(1/10/2023)
RR
Georgia(1/10/2023)
RR
Hawaii(4/28/2023)
RR
Idaho(4/28/2023)
RR
Illinois(1/10/2023)
RR
Indiana(4/28/2023)
RR
Iowa(4/28/2023)
RR
Kansas(4/28/2023)
RR
Kentucky(4/28/2023)
RR
Louisiana(4/28/2023)
RR
Maine(4/28/2023)
RR
Maryland(1/10/2023)
RR
Massachusetts(1/10/2023)
RR
Michigan(4/28/2023)
RR
Minnesota(4/28/2023)
RR
Mississippi(1/10/2023)
RR
Missouri(1/10/2023)
RR
Montana(1/10/2023)
RR
Nebraska(4/5/2022)
RR
Nevada(4/28/2023)
RR
New Hampshire(1/10/2023)
RR
New Jersey(2/16/2023)
RR
New Mexico(2/1/2019)
IAR
New Mexico(8/9/2022)
RR
New York(1/10/2023)
RR
North Carolina(1/11/2023)
RR
North Dakota(4/28/2023)
RR
Ohio(1/10/2023)
RR
Oklahoma(1/10/2023)
RR
Oregon(1/10/2023)
RR
Pennsylvania(1/10/2023)
RR
Puerto Rico(4/28/2023)
RR
Rhode Island(2/16/2023)
RR
South Carolina(1/10/2023)
RR
South Dakota(4/28/2023)
RR
Tennessee(1/10/2023)
RR
Texas(1/10/2023)
IAR
Texas(1/10/2023)
RR
Utah(1/10/2023)
RR
Vermont(1/10/2023)
RR
Virginia(4/28/2023)
RR
Washington(1/10/2023)
RR
West Virginia(4/28/2023)
RR
Wisconsin(4/28/2023)
RR
Wyoming(4/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Albuquerque, NM 87110TRUST BUT VERIFY
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