Glenn P. Visco
Professional summary
Glenn Patrick Visco, who also goes by Glenn Patrick VIsco, is a registered financial professional currently at LIFESCI CAPITAL located in New York, New York.
Glenn is registered as a RR (Registered Representative) and started their career in finance in 1993. Glenn has worked at 13 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 7, Series 4, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glenn Patrick Visco's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2024 - Present
LIFESCI CAPITAL
Office #1: 1700 Broadway 40th Floor, New York, NY 10019September 12, 2023 - October 2, 2024
VELOCITY CAPITAL, LLC
August 21, 2023 - October 22, 2024
MOMENTIX CAPITAL, INC.
August 17, 2020 - August 11, 2023
CHARDAN CAPITAL MARKETS LLC
July 2, 2001 - March 17, 2020
MIZUHO SECURITIES USA LLC
July 16, 1999 - July 2, 2001
PERSHING LLC
March 23, 1999 - July 14, 1999
CARLIN EQUITIES, LLC
January 7, 1997 - March 24, 1999
LADENBURG THALMANN & CO. INC.
April 28, 1995 - January 3, 1997
NEBRASKA HUDSON COMPANY, INC.
December 22, 1994 - March 29, 1995
JOSEPH STEVENS & CO., INC.
November 4, 1994 - December 23, 1994
ROBERT TODD FINANCIAL CORP.
April 25, 1994 - November 1, 1994
WESTFIELD FINANCIAL CORPORATION
November 11, 1993 - April 19, 1994
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
LIFESCI CAPITAL
CRD#: 168404 / SEC#: , 8-69305
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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