David R. Nagy

SRS WEALTH MANGEMENT

San Diego, CA 92123

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CRD#: 2407569

Professional summary

David Robert Nagy is a registered financial advisor currently at SRS WEALTH MANGEMENT located in San Diego, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SUCCESSFUL SOLUTIONS, LLC; Yes, investment related; TRADITIONAL LIFE SALES, HEALTH SALES, 8787 Complex Drive Suite 410, San Diego, CA SINCE 2001. 160 hours/month spent on activity; 73 hours/month during securities trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Nagy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2017 - Present

SRS WEALTH MANGEMENT

Office #1: 8787 Complex Drive Suite 410, San Diego, CA 92123

RIA

CRD#: 287572

San Diego, CA

Past

March 30, 2001 - November 30, 2005

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

January 24, 2000 - April 18, 2001

IAC SECURITIES, INC.

CRD#: 14081

TINLEY PARK, IL

Past

October 13, 1993 - January 26, 2000

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/3/2017)

IAR

Texas
(3/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/12/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SRS WEALTH MANGEMENT

SRS WEALTH MANAGEMENT LLC | SUCCESSFUL RETIREMENT SOLUTIONS, LLC | SUCCESSFUL RETIREMENT SOLUTIONS | SRS WEALTH MANGEMENT

CRD#: 287572 / SEC#:

California

Registered Investment Advisory firm - (3/3/2017 Approved)

Texas

Registered Investment Advisory firm - (7/2/2025 Approved)

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Contact information

Main Address

8787 Complex Drive Suite 410, San Diego, CA 92123

Mailing Address

Phone number

(619) 460-9433

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Nagy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Nagy's CRS (Customer Relationship Summary).

Certified licenses

Experience

SRS WEALTH MANGEMENT

WOODBURY FINANCIAL SERVICES, INC.

IAC SECURITIES, INC.

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2016

Series 63

Date: 10/19/1993

Series 6

Date: 10/12/1993

Current Firm

SRS WEALTH MANGEMENT

Contact information

Documents

Red Flags

Company Information

SRS WEALTH MANGEMENT

TRUST BUT VERIFY

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