Thomas Michael Sipp
Professional Summary
Thomas Michael Sipp, who also goes by Tom Michael Sipp, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2001 - 2012. Thomas had worked at 6 firms and has passed the SIE, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Michael Sipp
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ATRIUM ASSOCIATES INC. | CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. | CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC | COUNSELLORS SECURITIES INC. | COMPETITIVE TRADING, INC.
Contact Information
Established
New York since 07/15/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CSAM AMERICAS HOLDING CORP. | SOLE MEMBER | — |
| OKEEFE, PAUL JOSEPH | CHIEF FINANCIAL OFFICER | 2770958 |
| POPP, JOHN GERARD | MANAGING DIRECTOR, MEMBER OF THE BOARD OF DIRECTORS | 1497733 |
| REGAN, KAREN | SECRETARY | 5852431 |
| RHODEHOUSE, KEVIN GLENN | CHIEF COMPLIANCE OFFICER (CCO) | 2595436 |
| SIPP, THOMAS MICHAEL | PRESIDENT, MEMBER OF THE BOARD OF DIRECTORS | 2407526 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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