JA
John Algeri
HIGHTOWER SECURITIES
New York City, NY 10017
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CRD#: 2407167
JA
Professional summary
John Algeri is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in New York City, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Algeri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2014 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 300 Madison Avenue 29th Floor, New York City, NY 10017BD
CRD#: 116681
New York City, NY
Past
June 1, 2009 - October 18, 2013
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Past
September 26, 1996 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/23/2025)
RR
Alaska(5/23/2025)
RR
Arizona(5/27/2025)
RR
Arkansas(6/4/2025)
RR
California(5/23/2025)
RR
Colorado(5/27/2025)
RR
Connecticut(5/27/2025)
RR
Delaware(5/27/2025)
RR
District of Columbia(5/27/2025)
RR
Florida(5/27/2025)
RR
Georgia(5/27/2025)
RR
Idaho(5/27/2025)
RR
Illinois(5/27/2025)
RR
Indiana(5/23/2025)
RR
Iowa(5/23/2025)
RR
Kansas(5/23/2025)
RR
Kentucky(5/27/2025)
RR
Louisiana(5/23/2025)
RR
Maine(5/23/2025)
RR
Maryland(5/30/2025)
RR
Massachusetts(5/27/2025)
RR
Michigan(5/27/2025)
RR
Minnesota(5/27/2025)
RR
Mississippi(5/23/2025)
RR
Missouri(5/23/2025)
RR
Montana(5/27/2025)
RR
Nebraska(5/23/2025)
RR
Nevada(5/27/2025)
RR
New Hampshire(5/29/2025)
RR
New Jersey(5/23/2025)
RR
New Mexico(5/27/2025)
RR
New York(10/2/2014)
RR
North Carolina(5/23/2025)
RR
North Dakota(5/27/2025)
RR
Ohio(5/28/2025)
RR
Oklahoma(5/27/2025)
RR
Oregon(5/27/2025)
RR
Pennsylvania(5/27/2025)
RR
Puerto Rico(6/11/2025)
RR
Rhode Island(5/27/2025)
RR
South Carolina(5/27/2025)
RR
South Dakota(5/23/2025)
RR
Tennessee(5/27/2025)
RR
Texas(5/23/2025)
RR
Utah(5/27/2025)
RR
Vermont(5/23/2025)
RR
Virgin Islands(5/30/2025)
RR
Virginia(5/23/2025)
RR
Washington(5/27/2025)
RR
West Virginia(6/4/2025)
RR
Wisconsin(5/27/2025)
RR
Wyoming(5/23/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 12/3/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
