Jeffrey M. Lewis
Professional summary
Jeffrey Michael Lewis, who also goes by Jeff Lewis, is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Michael Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2023 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017October 14, 2014 - December 26, 2017
SANTANDER US CAPITAL MARKETS LLC
January 7, 2014 - October 14, 2014
AMHERST SECURITIES GROUP, L.P.
September 20, 2011 - November 21, 2013
KGS-ALPHA CAPITAL MARKETS, L.P.
April 27, 2010 - September 21, 2011
CITADEL SECURITIES LLC
March 3, 2009 - March 25, 2010
ICP SECURITIES LLC
July 23, 2007 - March 9, 2009
BARCLAYS CAPITAL INC.
September 1, 1998 - August 2, 2007
CITIGROUP GLOBAL MARKETS INC.
November 9, 1993 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2023)
Exams
Series 7TO
Date: 12/1/2023
General Securities Representative ExaminationFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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