Dominick J. Cristofaro

DEEP BLUE INVESTMENT ADVISORS

Tampa, FL 33604

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CRD#: 2406121

Professional summary

Dominick Joseph Cristofaro, who also goes by Dominick J Cristofaro, Dominick Jose Cristofaro, is a registered financial advisor currently at DEEP BLUE INVESTMENT ADVISORS located in Tampa, Florida.

Dominick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Dominick has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dominick J Cristofaro | Dominick Jose Cristofaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominick Joseph Cristofaro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2022 - Present

DEEP BLUE INVESTMENT ADVISORS

Office #1: 5502 North Nebraska Ave, Tampa, FL 33604

RIA

CRD#: 115344

Tampa, FL

Past

December 4, 2018 - May 25, 2022

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

Land O Lakes, FL

Past

April 30, 2015 - December 20, 2016

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

ORLANDO, FL

Past

March 31, 2015 - December 20, 2016

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

TAMPA, FL

Past

June 24, 2013 - August 16, 2013

DARWIN WEALTH MANAGEMENT

RIA

CRD#: 166585

LARGO, FL

Past

July 7, 2011 - May 29, 2013

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

TAMPA, FL

Past

June 17, 2011 - May 29, 2013

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

TAMPA, FL

Past

January 29, 2010 - June 7, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TAMPA, FL

Past

September 24, 2009 - June 7, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TAMPA, FL

Past

June 28, 2007 - July 23, 2008

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

July 12, 2005 - November 1, 2006

SAMUEL A. RAMIREZ & COMPANY, INC.

CRD#: 6963

HARTFORD, CT

Past

August 10, 2000 - March 16, 2004

COBURN & MEREDITH, INC.

CRD#: 164

SIMSBURY, CT

Past

May 12, 1998 - February 4, 1999

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

February 14, 1998 - May 22, 1998

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

January 9, 1997 - February 14, 1998

FLEET BROKERAGE SECURITIES, INC.

CRD#: 7313

NEW YORK, NY

Past

October 5, 1993 - December 13, 1996

KOTA GLOBAL SECURITIES INC.

CRD#: 28137

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEEP BLUE INVESTMENT ADVISORS

DEEP BLUE INVESTMENT ADVISORS | WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC | WERTZ CAPITAL MANAGEMENT GROUP, LLC | WATER WALKER INVESTMENTS

CRD#: 115344 / SEC#: 801-60690

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/6/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/1993

General Securities Representative Examination

Current Firm

DEEP BLUE INVESTMENT ADVISORS

DEEP BLUE INVESTMENT ADVISORS | WERTZ YORK CAPITAL MANAGEMENT GROUP, LLC | WERTZ CAPITAL MANAGEMENT GROUP, LLC | WATER WALKER INVESTMENTS

CRD#: 115344 / SEC#: 801-60690

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

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Contact information

Main Address

5502 North Nebraska Ave, Tampa, FL 33604

Mailing Address

P.o. Box 9691, Tampa, FL 33674

Phone number

(813) 238-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

DEEP BLUE INVESTMENT ADVISORS BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 15,712,739,940

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dominick J. Cristofaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominick Joseph Cristofaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ADVISORS NATIONAL, LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

DARWIN WEALTH MANAGEMENT

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VP DISTRIBUTORS LLC

SAMUEL A. RAMIREZ & COMPANY, INC.

COBURN & MEREDITH, INC.

TOWER SQUARE SECURITIES, INC.

QUICK & REILLY, INC.

FLEET BROKERAGE SECURITIES, INC.

KOTA GLOBAL SECURITIES INC.

Primary Firm SEC Registration

DEEP BLUE INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/2009

Series 63

Date: 1/6/1994

SIE

Date: 12/20/2016

Series 7

Date: 10/4/1993

Current Firm

DEEP BLUE INVESTMENT ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEEP BLUE INVESTMENT ADVISORS

TRUST BUT VERIFY

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