Matthew P. Mosca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Paul Mosca, who also goes by Matthew Paul Mosca, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1993. Matthew had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2019 - April 1, 2025
METLIFE INVESTMENTS SECURITIES, LLC
July 24, 1995 - March 5, 2019
BLACKROCK INVESTMENTS, LLC
November 23, 1993 - July 24, 1995
BFM ADVISORY, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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