Michael M. Zito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Martin Zito, who also goes by ., Michael Zito, Mike Zito, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 9 firms and has passed the Series 66, Series 7TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2022 - February 14, 2023
CREDIT SUISSE SECURITIES (USA) LLC
May 27, 2021 - April 8, 2022
DEUTSCHE BANK SECURITIES INC.
July 9, 2019 - March 27, 2020
EDWARD JONES
June 15, 2019 - March 27, 2020
EDWARD JONES
August 8, 2005 - February 20, 2007
TRINITY TRADING CORP.
May 4, 2005 - June 3, 2005
INLINE BROKERS, INC.
October 27, 2004 - April 30, 2007
C. J. LEDONE EQUITIES, INC.
March 4, 2004 - May 4, 2005
PATRICK J. COLLINS INC
November 16, 1998 - February 19, 2002
DEUTSCHE BANK SECURITIES INC.
June 27, 1995 - August 23, 1995
TULLETT PREBON FINANCIAL SERVICES LLC
January 9, 1995 - March 24, 1995
ARTEMIS CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/15/2019
General Securities Representative ExaminationCurrent Firm
CREDIT SUISSE SECURITIES (USA) LLC
CRD#: 816 / SEC#: 801-56264, 8-422
Contact information
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 805,275,346 |
Disclosures
| Regulatory Event | 322 |
| Civil Event | 8 |
| Arbitration | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/26/2023 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
