Todd M. Gaertner

STRATEGIC ADVISERS LLC | Vice President, Financial Consultant

NEW HILL, NC

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CRD#: 2405202

Professional summary

Todd M Gaertner, who also goes by Todd Matthew Gaertner, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New Hill, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Durham, North Carolina.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Todd has worked at 13 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 55, Series 7 and Series 9 exams.

Biography

In collaboration with my clients, my goal is to create a plan that meets their needs and supports long term financial goals. I will leverage my extensive experience in the Financial Services industry along with a myriad of tools here at Fidelity to execute a personalized and comfortable financial plan.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Matthew Gaertner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd M Gaertner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Southern New Hampshire University

Bachelor of Science (BS) - Finance

2021

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 7011 Fayetteville Rd Suite 110, Durham, NC 27713

RIA

CRD#: 104555

NEW HILL, NC

Current

August 8, 2007 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 7011 Fayetteville Rd Suite 110, Durham, NC 27713

CRD#: 7784

Durham, NC

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

DURHAM, NC

Past

August 27, 2010 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

DURHAM, NC

Past

June 27, 2007 - July 18, 2007

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

DURHAM, NC

Past

June 22, 2005 - June 27, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/4/2025)

California
(8/9/2019)

Colorado
(3/25/2023)

District of Columbia
(11/28/2018)

Florida
(8/8/2007)

Georgia
(1/3/2014)

Illinois
(8/9/2019)

Indiana
(5/3/2024)

Maryland
(9/24/2019)

Massachusetts
(3/25/2023)

Michigan
(1/6/2024)

Nevada
(4/28/2025)

New Hampshire
(12/2/2021)

New Mexico
(1/4/2025)

New York
(9/24/2019)

North Carolina
(8/8/2007)

IAR

North Carolina
(3/31/2025)

Ohio
(9/25/2019)

Pennsylvania
(11/14/2025)

South Carolina
(8/8/2007)

Tennessee
(5/24/2024)

Texas
(4/11/2016)

IAR

Texas
(3/31/2025)

Virginia
(8/8/2007)

Washington
(5/3/2024)

Wisconsin
(8/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Series 9

Date: 11/3/2015

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Todd M. Gaertner

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd M Gaertner's CRS (Customer Relationship Summary).

Certified licenses

Education

Southern New Hampshire University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY DISTRIBUTORS COMPANY LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CUMMINS FINANCIAL CORPORATION

UBS CAPITAL MARKETS L.P.

CROWN FINANCIAL GROUP, INC.

MAIDSTONE FINANCIAL, INC.

WORLDCO, L.L.C.

LCP CAPITAL CORP.

THE WELLINGTON GROUP, INC.

M.S. FARRELL & COMPANY, INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2009

Series 66

Date: 3/14/2005

Series 63

Date: 12/21/1993

SIE

Date: 10/1/2018

Series 55

Date: 5/10/1999

Series 7

Date: 12/14/1993

Series 9

Date: 11/3/2015

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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