Patrick T. Heeb

STRATEGIC ADVISERS LLC | Financial Consultant

FREEHOLD, NJ

Some features on this profile are disabled

CRD#: 2405183

Professional summary

Patrick T Heeb, who also goes by Patrick T Heeb, Patrick Thomas Heeb, Patrick Heeb, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Freehold, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Manalapan, New Jersey.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Patrick has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

I take the time to become intimately acquainted with each client's specific personal and financial history in order to fully understand what is important to them, and what financial success might look like for them.  Financial planning should be viewed as a journey and one that is undertaken with an experienced financial professional.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick T Heeb | Patrick Thomas Heeb | Patrick Heeb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick T Heeb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

CUNY Bernard M. Baruch College

Master of Business Administration (MBA) - Finance & Investments

1994

Loyola University

Bachelor of Business Administration - Marketing

1988

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #3: 198 Rt 9 N Ste 106, Manalapan, NJ 07726

RIA

CRD#: 104555

FREEHOLD, NJ

Current

August 2, 2020 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 198 Rt 9 N Ste 106, Manalapan, NJ 07726

CRD#: 7784

Manalapan, NJ

Past

August 11, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SHREWSBURY, NJ

Past

January 17, 2020 - July 10, 2020

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

WARREN, NJ

Past

January 15, 2020 - July 10, 2020

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

WARREN, NJ

Past

October 11, 2017 - December 17, 2019

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

March 31, 2015 - September 18, 2017

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

January 26, 2009 - March 31, 2015

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 31, 2007 - January 16, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

FREEHOLD, NJ

Past

October 31, 2007 - January 16, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

June 5, 2002 - October 16, 2007

AIM PRIVATE ASSET MANAGEMENT

RIA

CRD#: 109264

HOUSTON, TX

Past

September 12, 2000 - October 16, 2007

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

August 25, 1999 - August 18, 2000

SECURITY DISTRIBUTORS

CRD#: 3336

TOPEKA, KS

Past

March 9, 1994 - April 16, 1999

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/31/2021)

Connecticut
(3/4/2022)

Delaware
(6/4/2021)

Florida
(8/2/2020)

Illinois
(12/9/2022)

Maryland
(7/8/2022)

New Jersey
(8/2/2020)

IAR

New Jersey
(3/31/2025)

New York
(8/2/2020)

North Carolina
(8/1/2023)

Ohio
(6/7/2021)

Pennsylvania
(8/2/2020)

South Carolina
(11/15/2021)

Texas
(2/12/2021)

IAR

Texas
(3/31/2025)

Virginia
(5/20/2023)

Washington
(3/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/7/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/7/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/1994

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick T. Heeb

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick T Heeb's CRS (Customer Relationship Summary).

Certified licenses

Education

CUNY Bernard M. Baruch College

Loyola University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PACIFIC SELECT DISTRIBUTORS, LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

AIM PRIVATE ASSET MANAGEMENT

INVESCO DISTRIBUTORS, INC.

SECURITY DISTRIBUTORS

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/7/2020

Series 63

Date: 3/7/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/8/1994

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors